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ARK Innovation ETF
ARKK

Overview Fund Activity

137 hedge funds and large institutions have $380M invested in ARK Innovation ETF in 2018 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 31 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+17
Holders Change %
+14.17%
% of All Funds
3.06%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
38
Increased
48
Reduced
31
Closed
19
Calls
$387K
Puts
$655K
Net Calls
-$268K
Net Calls Change
+$1.58M

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$12.6M
2
Morgan Stanley
Morgan Stanley
New York
+$4.61M
3
CFA
Carroll Financial Associates
North Carolina
+$3.64M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.63M
5
LPL Financial
LPL Financial
California
+$3.19M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$15M
2
SWM
Sanctuary Wealth Management
Idaho
-$9.99M
3
AWA
Arete Wealth Advisors
Illinois
-$5.79M
4
SPL
Smart Portfolios LLC
Washington
-$3.91M
5
PCM
Penserra Capital Management
California
-$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFM
126
Royal Fund Management
Florida
$4K +$4K +109 New
BAM
127
Bruderman Asset Management
New York
$4K +$4K +117 New
MPWT
128
MassMutual Private Wealth & Trust
Connecticut
$3.16K -$3.16K -85 -50%
SBL
129
Sargent Bickham Lagudis
Colorado
$2K – – –
HCM
130
Hilton Capital Management
New York
$2K +$2K +60 New
RFA
131
Reilly Financial Advisors
California
$1K – – –
JWM
132
Janiczek Wealth Management
Colorado
$1K – – –
TWMP
133
Taylor Wealth Management Partners
Massachusetts
$1K – – –
NA
134
NewEdge Advisors
Louisiana
$377 +$217 +5,829 +136%
SWM
135
Sanctuary Wealth Management
Idaho
– -$9.99M -211,090 Closed
PCM
136
Penserra Capital Management
California
– -$2.31M -48,856 Closed
BCM
137
Brookstone Capital Management
Illinois
– -$1.64M -34,703 Closed
BRWM
138
B. Riley Wealth Management
Tennessee
– -$1.25M -26,462 Closed
Jane Street
139
Jane Street
New York
– -$1.06M -22,384 Closed
Susquehanna International Group
140
Susquehanna International Group
Pennsylvania
– -$564K -11,917 Closed
CRWM
141
Castle Rock Wealth Management
California
– -$515K -11,480 Closed
WAAG
142
Wealth Alliance Advisory Group
Kansas
– -$469K -9,900 Closed
EFS
143
Essex Financial Services
Connecticut
– -$329K -6,955 Closed
OC
144
Oppenheimer & Co
New York
– -$288K -6,094 Closed
HFS
145
HL Financial Services
Kentucky
– -$270K -5,694 Closed
AFM
146
Andesa Financial Management
Pennsylvania
– -$203K -4,300 Closed
CLOS
147
Compagnie Lombard Odier SCmA
Switzerland
– -$85K -1,800 Closed
SPIA
148
Steward Partners Investment Advisory
New York
– -$66K -1,394 Closed
BAMG
149
Brand Asset Management Group
Missouri
– -$40K -848 Closed
CPIG
150
Chicago Partners Investment Group
Illinois
– -$24K -600 Closed
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