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ARK Innovation ETF

597 hedge funds and large institutions have $3.16B invested in ARK Innovation ETF in 2023 Q2 according to their latest regulatory filings, with 54 funds opening new positions, 167 increasing their positions, 233 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 620597 (-23)

11.44% less ownership

Funds ownership: 51.12%39.68% (-11%)

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

19% less capital invested

Capital invested by funds: $3.92B → $3.16B (-$752M)

23% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 70

28% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 233

30% less call options, than puts

Call options by funds: $776M | Put options by funds: $1.12B

Holders
597
Holders Change
-23
Holders Change %
-3.71%
% of All Funds
9.37%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
54
Increased
167
Reduced
233
Closed
70
Calls
$776M
Puts
$1.12B
Net Calls
-$340M
Net Calls Change
+$172M
Name Holding Trade Value Shares
Change
Change in
Stake
IFG
76
Independent Financial Group
California
$4.22M +$1.39M +35,067 +58%
Stifel Financial
77
Stifel Financial
Missouri
$4.07M +$426K +10,715 +13%
PA
78
PFG Advisors
Arizona
$4.03M +$111K +2,794 +3%
BCM
79
Bluefin Capital Management
New York
$3.99M +$3.59M +90,399 New
HFA
80
Highland Financial Advisors
New Jersey
$3.93M -$118K -2,965 -3%
SC
81
Scotia Capital
Ontario, Canada
$3.93M +$783K +19,696 +28%
CA
82
Cetera Advisors
Colorado
$3.89M +$316K +7,958 +10%
Janney Montgomery Scott
83
Janney Montgomery Scott
Pennsylvania
$3.89M +$858K +21,591 +32%
AWM
84
Axxcess Wealth Management
California
$3.71M -$22.8K -573 -0.7%
SPC
85
Sigma Planning Corp
Michigan
$3.7M -$494K -12,434 -13%
Thrivent Financial for Lutherans
86
Thrivent Financial for Lutherans
Minnesota
$3.68M +$452K +11,374 +16%
KPWS
87
Kestra Private Wealth Services
Texas
$3.6M +$78.5K +1,976 +2%
Verition Fund Management
88
Verition Fund Management
Connecticut
$3.46M
AWS
89
Atria Wealth Solutions
New York
$3.4M -$1.85M -46,659 -38%
FFS
90
Founders Financial Securities
Maryland
$3.39M -$84.7K -2,131 -3%
HI
91
Horizon Investments
North Carolina
$3.38M -$85.1K -2,141 -3%
BPFA
92
Barnes Pettey Financial Advisors
Mississippi
$3.35M -$162K -4,070 -5%
SPIA
93
Steward Partners Investment Advisory
New York
$3.25M +$4.09K +103 +0.1%
MYIA
94
Mount Yale Investment Advisors
Colorado
$3.24M +$237K +5,959 +9%
BAM
95
Belpointe Asset Management
Nevada
$2.94M +$2.22M +55,843 +518%
ANTB
96
AMG National Trust Bank
Colorado
$2.93M +$852K +21,425 +48%
LPT
97
Legacy Private Trust
Wisconsin
$2.79M -$768K -19,313 -23%
HAS
98
HBW Advisory Services
California
$2.79M +$59.6K +1,499 +2%
Vontobel Holding
99
Vontobel Holding
Switzerland
$2.75M +$1.96M +49,253 +376%
JMPWA
100
JP Morgan Private Wealth Advisors
California
$2.74M -$1.01M -25,289 -29%

ARKK Hedge Fund Activity: Q2 2023 in Review

597 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q2 2023, worth a combined $3.16B — down 19% from $3.92B a quarter earlier.

Sellers outnumbered buyers: 70 funds closed out of ARKK and 54 opened new positions — a net loss of 16 holders — while 233 trimmed existing stakes and 167 added.

The largest buyer was Two Sigma Advisers, adding an estimated $54.5M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $318M.

  • 597 institutional investors held ARK Innovation ETF (ARKK) as of Q2 2023, down from 620 in Q1 2023.
  • Funds reported $3.16B of ARK Innovation ETF stock for Q2 2023, down 19% quarter-over-quarter.
  • 54 funds opened new ARK Innovation ETF positions in Q2 2023 and 70 closed out, a net change of -16 holders.
  • The largest ARK Innovation ETF buyer in Q2 2023 was Two Sigma Advisers, an estimated $54.5M added.
  • The largest ARK Innovation ETF seller in Q2 2023 was Shanda Asset Management Holdings, an estimated $318M sold.

Based on aggregated 13F filings for Q2 2023.