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ARK Innovation ETF

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 46

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

0.73% more ownership

Funds ownership: 38.66%39.38% (+0.73%)

0% more funds holding

Funds holding: 175175 (0)

7% less capital invested

Capital invested by funds: $669M → $625M (-$43.8M)

88% less call options, than puts

Call options by funds: $205K | Put options by funds: $1.65M

Holders
175
Holders Change
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M
Name Holding Trade Value Shares
Change
Change in
Stake
RW
51
REDW Wealth
New Mexico
$1.62M -$34.9K -761 -2%
Citadel Advisors
52
Citadel Advisors
Florida
$1.6M +$1.71M +37,251 New
PA
53
Parallel Advisors
California
$1.53M +$174K +3,787 +12%
MA
54
Mutual Advisors
Nebraska
$1.53M +$356K +7,769 +28%
CWM
55
Cornerstone Wealth Management
Missouri
$1.47M +$131K +2,862 +9%
GWAG
56
Garrett Wealth Advisory Group
Texas
$1.4M +$29.8K +650 +2%
SG
57
StoneX Group
New York
$1.38M +$228K +4,980 +18%
WI
58
Wintrust Investments
Illinois
$1.36M +$1.46M +31,823 New
PFGIA
59
Patriot Financial Group Insurance Agency
Massachusetts
$1.36M +$1.4M +30,580 +2,966%
MML Investors Services
60
MML Investors Services
Massachusetts
$1.31M -$481K -10,488 -26%
MC
61
Moors & Cabot
Massachusetts
$1.28M +$717K +15,633 +110%
FHA
62
Flagship Harbor Advisors
Massachusetts
$1.28M -$7.89K -172 -0.6%
AC
63
Avestar Capital
New York
$1.26M +$56.4K +1,229 +4%
BCM
64
Brookstone Capital Management
Illinois
$1.22M +$1.3M +28,427 New
OC
65
Oppenheimer & Co
New York
$1.17M -$112K -2,433 -8%
MHS
66
M Holdings Securities
Oregon
$1.07M +$1.15M +24,972 New
WCM
67
WealthBridge Capital Management
Ohio
$1.06M +$455K +9,925 +67%
Wells Fargo
68
Wells Fargo
California
$983K +$1.01M +22,101 +2,739%
PA
69
PFG Advisors
Arizona
$956K +$83.3K +1,816 +8%
DC
70
Davenport & Co
Virginia
$907K -$20.6K -450 -2%
AWCI
71
Alpine Woods Capital Investors
New York
$901K
PWP
72
Principle Wealth Partners
Connecticut
$896K +$18.3K +400 +2%
SI
73
Stephens Inc
Arkansas
$890K -$359K -7,836 -27%
SWP
74
Stratos Wealth Partners
Ohio
$887K +$55.9K +1,218 +6%
PCM
75
Palisade Capital Management
New Jersey
$828K

ARKK Hedge Fund Activity: Q3 2019 in Review

175 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2019, worth a combined $625M — down 6.5% from $669M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ARKK positions and 18 closed out — a net gain of 2 holders — while 67 added to existing stakes and 46 trimmed.

The largest buyer was PagnatoKarp Partners, adding an estimated $9.47M. The largest seller was Raymond James & Associates, cutting an estimated $4.56M.

  • 175 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $625M of ARK Innovation ETF stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 20 funds opened new ARK Innovation ETF positions in Q3 2019 and 18 closed out, a net change of +2 holders.
  • The largest ARK Innovation ETF buyer in Q3 2019 was PagnatoKarp Partners, an estimated $9.47M added.
  • The largest ARK Innovation ETF seller in Q3 2019 was Raymond James & Associates, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2019.