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ARK Innovation ETF

595 hedge funds and large institutions have $2.43B invested in ARK Innovation ETF in 2022 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 128 increasing their positions, 269 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more call options, than puts

Call options by funds: $1.29B | Put options by funds: $971M

7% less first-time investments, than exits

New positions opened: 98 | Existing positions closed: 105

4% less funds holding

Funds holding: 618595 (-23)

8.07% less ownership

Funds ownership: 44.38%36.31% (-8.1%)

27% less capital invested

Capital invested by funds: $3.35B → $2.43B (-$921M)

44% less funds holding in top 10

Funds holding in top 10: 1810 (-8)

52% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 269

Holders
595
Holders Change
-23
Holders Change %
-3.72%
% of All Funds
9.56%
Holding in Top 10
10
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-44.44%
% of All Funds
0.16%
New
98
Increased
128
Reduced
269
Closed
105
Calls
$1.29B
Puts
$971M
Net Calls
+$319M
Net Calls Change
+$521M
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$16.5M +$2.26M +63,157 +14%
YRHAM
27
Yong Rong (HK) Asset Management
Hong Kong
$15.8M +$18.1M +505,000 New
Millennium Management
28
Millennium Management
New York
$15.3M +$3.8M +106,420 +28%
Mariner
29
Mariner
Kansas
$14.6M +$15.6M +436,326 +1,408%
JFG
30
Jefferies Financial Group
New York
$14.4M +$16.4M +459,905 New
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$13.8M -$601K -16,825 -4%
BIAS
32
Beacon Investment Advisory Services
New Jersey
$13.7M -$150K -4,200 -1%
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$13.6M -$16.7M -466,194 -52%
National Bank of Canada
34
National Bank of Canada
Quebec, Canada
$13M +$11.3M +315,760 +315%
SC
35
Sculptor Capital
New York
$13M
CAM
36
Cresset Asset Management
Illinois
$12.9M -$5.54M -154,920 -27%
CCM
37
Connective Capital Management
California
$11.7M +$13.3M +373,208 New
CS
38
Credit Suisse
Switzerland
$11.5M -$711K -19,903 -5%
Two Sigma Investments
39
Two Sigma Investments
New York
$10M +$11.5M +320,800 New
Baird Financial Group
40
Baird Financial Group
Wisconsin
$9.19M -$2.06M -57,620 -16%
BCM
41
Brookstone Capital Management
Illinois
$8.96M -$865K -24,191 -8%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$8.87M -$85.5K -2,393 -0.8%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$8.77M +$2.34M +65,480 +40%
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$8.72M -$67.8K -1,896 -0.7%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$8.22M -$57.5M -1,608,814 -86%
Kayne Anderson Rudnick Investment Management
46
Kayne Anderson Rudnick Investment Management
California
$8.01M -$5.21M -145,651 -36%
CAN
47
Cetera Advisor Networks
California
$7.69M -$4.57M -127,835 -34%
Wealthfront Advisers
48
Wealthfront Advisers
California
$7.39M +$1.28M +35,808 +18%
ACA
49
Ascension Capital Advisors
Texas
$6.76M -$1.03M -28,929 -12%
BFG
50
Bleakley Financial Group
New Jersey
$6.57M +$7.51M +210,195 New

ARKK Hedge Fund Activity: Q4 2022 in Review

595 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2022, worth a combined $2.43B — down 27% from $3.35B a quarter earlier.

Sellers outnumbered buyers: 105 funds closed out of ARKK and 98 opened new positions — a net loss of 7 holders — while 269 trimmed existing stakes and 128 added.

The largest buyer was Jane Street, adding an estimated $48.1M. The largest seller was Wells Fargo, cutting an estimated $289M.

  • 595 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2022, down from 618 in Q3 2022.
  • Funds reported $2.43B of ARK Innovation ETF stock for Q4 2022, down 27% quarter-over-quarter.
  • 98 funds opened new ARK Innovation ETF positions in Q4 2022 and 105 closed out, a net change of -7 holders.
  • The largest ARK Innovation ETF buyer in Q4 2022 was Jane Street, an estimated $48.1M added.
  • The largest ARK Innovation ETF seller in Q4 2022 was Wells Fargo, an estimated $289M sold.

Based on aggregated 13F filings for Q4 2022.