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ARK Innovation ETF

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 46

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

0.73% more ownership

Funds ownership: 38.66%39.38% (+0.73%)

0% more funds holding

Funds holding: 175175 (0)

7% less capital invested

Capital invested by funds: $669M → $625M (-$43.8M)

88% less call options, than puts

Call options by funds: $205K | Put options by funds: $1.65M

Holders
175
Holders Change
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$4.5M -$168K -3,663 -3%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$4.49M +$2.57K +56 +0.1%
LPT
28
Legacy Private Trust
Wisconsin
$4.4M +$226K +4,917 +5%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$4.35M -$539K -11,746 -10%
SFWC
30
Strategic Family Wealth Counselors
New Jersey
$4.16M +$786K +17,130 +21%
CAN
31
Cetera Advisor Networks
California
$3.99M +$346K +7,545 +9%
BW
32
Bison Wealth
Georgia
$3.98M +$51.1K +1,113 +1%
Jane Street
33
Jane Street
New York
$3.9M -$870K -18,976 -17%
MCWS
34
McKinley Carter Wealth Services
West Virginia
$3.84M +$111K +2,415 +3%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$3.64M -$208K -4,526 -5%
SW
36
SlateStone Wealth
Florida
$3.4M +$2.98K +65 +0.1%
SC
37
Scotia Capital
Ontario, Canada
$3.27M +$32.8K +716 +0.9%
BCI
38
Brinker Capital Investments
Pennsylvania
$3.02M
GVAG
39
Great Valley Advisor Group
Delaware
$2.65M +$116K +2,539 +4%
AG
40
Advisor Group
Arizona
$2.64M +$23.2K +505 +0.8%
TRCT
41
Tower Research Capital (TRC)
New York
$2.63M +$98.4K +2,146 +4%
BWCS
42
Beirne Wealth Consulting Services
Connecticut
$2.63M +$305K +6,640 +12%
BTS
43
BB&T Securities
Virginia
$2.54M +$51.6K +1,125 +2%
NEPWA
44
New England Private Wealth Advisors
Massachusetts
$2.21M -$135K -2,944 -5%
MFG
45
Merit Financial Group
Georgia
$1.94M -$39.9K -870 -2%
WC
46
Whitnell & Co
Illinois
$1.94M +$195K +4,250 +10%
CIBC World Market
47
CIBC World Market
Ontario, Canada
$1.79M +$90.4K +1,971 +5%
JIP
48
Jaffetilchin Investment Partners
Florida
$1.71M
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.69M +$371K +8,088 +26%
SA
50
Strategic Advisors
New York
$1.63M -$97.8K -2,132 -5%

ARKK Hedge Fund Activity: Q3 2019 in Review

175 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2019, worth a combined $625M — down 6.5% from $669M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ARKK positions and 18 closed out — a net gain of 2 holders — while 67 added to existing stakes and 46 trimmed.

The largest buyer was PagnatoKarp Partners, adding an estimated $9.47M. The largest seller was Raymond James & Associates, cutting an estimated $4.56M.

  • 175 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $625M of ARK Innovation ETF stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 20 funds opened new ARK Innovation ETF positions in Q3 2019 and 18 closed out, a net change of +2 holders.
  • The largest ARK Innovation ETF buyer in Q3 2019 was PagnatoKarp Partners, an estimated $9.47M added.
  • The largest ARK Innovation ETF seller in Q3 2019 was Raymond James & Associates, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2019.