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ARK Innovation ETF

166 hedge funds and large institutions have $602M invested in ARK Innovation ETF in 2019 Q1 according to their latest regulatory filings, with 44 funds opening new positions, 73 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 14

192% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 25

58% more capital invested

Capital invested by funds: $380M → $602M (+$222M)

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

21% more funds holding

Funds holding: 137166 (+29)

2.19% more ownership

Funds ownership: 35.08%37.28% (+2.2%)

49% less call options, than puts

Call options by funds: $509K | Put options by funds: $1M

Holders
166
Holders Change
+29
Holders Change %
+21.17%
% of All Funds
3.59%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.19%
New
44
Increased
73
Reduced
25
Closed
14
Calls
$509K
Puts
$1M
Net Calls
-$496K
Net Calls Change
-$228K
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$4.32M -$230K -5,220 -5%
LPT
27
Legacy Private Trust
Wisconsin
$4.32M -$411K -9,327 -9%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$4.16M +$137K +3,121 +4%
MCWS
29
McKinley Carter Wealth Services
West Virginia
$4.03M +$243K +5,531 +7%
CAN
30
Cetera Advisor Networks
California
$3.99M -$419K -9,520 -10%
PFGIA
31
Patriot Financial Group Insurance Agency
Massachusetts
$3.89M +$3.47M +78,727 +1,715%
SW
32
SlateStone Wealth
Florida
$3.62M -$95.5K -2,169 -3%
SSI
33
Scott & Selber Inc
Texas
$3.53M +$3.33M +75,586 New
BCM
34
Barometer Capital Management
Ontario, Canada
$3.5M -$39.6K -900 -1%
SC
35
Scotia Capital
Ontario, Canada
$3.31M +$69.5K +1,579 +2%
SFWC
36
Strategic Family Wealth Counselors
New Jersey
$2.89M +$1.24M +28,262 +84%
AG
37
Advisor Group
Arizona
$2.75M +$764K +17,352 +42%
CIBC World Market
38
CIBC World Market
Ontario, Canada
$2.56M -$510K -11,587 -17%
IA
39
IFP Advisors
Florida
$2.34M -$1.12M -25,417 -34%
MFG
40
Merit Financial Group
Georgia
$2.23M +$1.73M +39,339 +465%
BTS
41
BB&T Securities
Virginia
$2.03M +$98.2K +2,231 +5%
AAS
42
Avantax Advisory Services
Texas
$1.98M -$41.9K -951 -2%
SA
43
Strategic Advisors
New York
$1.85M +$655K +14,881 +60%
MML Investors Services
44
MML Investors Services
Massachusetts
$1.76M +$103K +2,348 +7%
RW
45
REDW Wealth
New Mexico
$1.69M +$21.8K +496 +1%
Kayne Anderson Rudnick Investment Management
46
Kayne Anderson Rudnick Investment Management
California
$1.67M +$811K +18,421 +106%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$1.6M +$1.51M +34,200 New
NEPWA
48
New England Private Wealth Advisors
Massachusetts
$1.44M +$215K +4,877 +19%
C
49
Clearshares
New York
$1.42M -$3.28M -74,444 -71%
WC
50
Whitnell & Co
Illinois
$1.41M +$964K +21,888 +263%

ARKK Hedge Fund Activity: Q1 2019 in Review

166 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2019, worth a combined $602M — up 58% from $380M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new ARKK positions and 14 closed out — a net gain of 30 holders — while 73 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $20.2M. The largest seller was Stephens Inc, cutting an estimated $3.41M.

  • 166 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2019, up from 137 in Q4 2018.
  • Funds reported $602M of ARK Innovation ETF stock for Q1 2019, up 58% quarter-over-quarter.
  • 44 funds opened new ARK Innovation ETF positions in Q1 2019 and 14 closed out, a net change of +30 holders.
  • The largest ARK Innovation ETF buyer in Q1 2019 was Morgan Stanley, an estimated $20.2M added.
  • The largest ARK Innovation ETF seller in Q1 2019 was Stephens Inc, an estimated $3.41M sold.

Based on aggregated 13F filings for Q1 2019.