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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
TI
226
tru Independence
Oregon
$4 -$20.1K -395 -71%
LFA
227
Legend Financial Advisors
Pennsylvania
-$9.36M -186,974 Closed
CS
228
Credit Suisse
Switzerland
-$2.36M -47,129 Closed
JWCA
229
J.W. Cole Advisors
Florida
-$873K -17,435 Closed
IC
230
Inscription Capital
Texas
-$429K -8,578 Closed
FA
231
Fagan Associates
New York
-$365K -7,285 Closed
IAA
232
Independent Advisor Alliance
North Carolina
-$291K -5,809 Closed
AI
233
Atria Investments
North Carolina
-$262K -5,243 Closed
Citadel Advisors
234
Citadel Advisors
Florida
-$218K -4,347 Closed
EWA
235
EP Wealth Advisors
California
-$201K -4,020 Closed
PFO
236
Pathstone Family Office
New Jersey
-$1.07M -2,131 Closed
GTAM
237
Global Trust Asset Management
Florida
-$90K -1,800 Closed
EWP
238
Engrave Wealth Partners
Texas
-$75K -1,506 Closed
FDCDDQ
239
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$25K -500 Closed
First Manhattan
240
First Manhattan
New York
-$20K -400 Closed
FIB
241
First Interstate Bank
Montana
-$15K -305 Closed
AWA
242
Arkadios Wealth Advisors
Georgia
-$10.9K -186 Closed
LAS
243
Lloyd Advisory Services
Georgia
-$8K -155 Closed
SQA
244
Simon Quick Advisors
New Jersey
-$8K -150 Closed
RFM
245
Royal Fund Management
Florida
-$5.46K -107 -95%
CG
246
Cutler Group
California
-$5.1K -100 Closed
Deutsche Bank
247
Deutsche Bank
Germany
-$2K -48 Closed
Fidelity Investments
248
Fidelity Investments
Massachusetts
-$51 -1 -50%
FWM
249
Filbrandt Wealth Management
Wisconsin
+$510 +10 New

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.