ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

63 hedge funds and large institutions have $116M invested in Are Dynamic Credit Allocation Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
23
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$2.99M
2
CRC
Curi RMB Capital
Illinois
+$2.37M
3
SCM
Saba Capital Management
New York
+$2.03M
4
SFS
Shaker Financial Services
Virginia
+$1.5M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.11M

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
-$2.9M
2
Invesco
Invesco
Georgia
-$2.13M
3
AAM
Advisors Asset Management
Colorado
-$1.57M
4
NMC
Nine Masts Capital
Hong Kong
-$1.53M
5
Stifel Financial
Stifel Financial
Missouri
-$1.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
51
Tower Research Capital (TRC)
New York
$66K +$66K +4,776 New
LC
52
Lindbrook Capital
California
$62K +$62K +4,500 New
JPMorgan Chase & Co
53
JPMorgan Chase & Co
New York
$44K – – –
CAM
54
Cresset Asset Management
Illinois
$35K +$35K +2,500 New
Citigroup
55
Citigroup
New York
$23K +$20.6K +1,463 +871%
SF
56
Synovus Financial
Georgia
$17K – – –
BFEC
57
Benjamin F. Edwards & Company
Missouri
$9K +$9K +625 New
IA
58
IFP Advisors
Florida
$7K – – –
PFGIA
59
Patriot Financial Group Insurance Agency
Massachusetts
$6K -$3.44K -233 -36%
GI
60
Gradient Investments
Minnesota
$5K – – –
TFS
61
TrustCore Financial Services
Tennessee
$4K +$4K +304 New
ASN
62
Advisory Services Network
Georgia
$3K +$116 +9 +4%
WT
63
Whittier Trust
California
$2K +$2K +150 New
Bessemer Group
64
Bessemer Group
New Jersey
– -$2.9M -186,668 Closed
NMC
65
Nine Masts Capital
Hong Kong
– -$1.53M -98,200 Closed
Millennium Management
66
Millennium Management
New York
– -$567K -36,509 Closed
CWM
67
Cornerstone Wealth Management
Missouri
– -$1.2M -19,691 Closed
BRF
68
B. Riley Financial
California
– -$225K -14,489 Closed
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
– -$186K -11,955 Closed
APP
70
Avantax Planning Partners
Iowa
– -$28K -1,793 Closed
PFO
71
Pathstone Family Office
New Jersey
– -$26K -1,685 Closed
US Bancorp
72
US Bancorp
Minnesota
– -$10K -625 Closed
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