ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

59 hedge funds and large institutions have $102M invested in Are Dynamic Credit Allocation Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-4
Holders Change %
-6.35%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
19
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$706K
2
VCM
2
Vivaldi Capital Management
Illinois
$3.58M
3
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$3.72M
4
SIA
4
Sit Investment Associates
Minnesota
$8.61M
5
SFS
5
Shaker Financial Services
Virginia
$2.86M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.78M
2
GC
2
Guggenheim Capital
Illinois
$13.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$14.4M
4
OFG
4
OTA Financial Group
New York
$0
5
ARC
5
Advisor Resource Council
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
26
Integrated Wealth Concepts
Massachusetts
$389K +$76.8K +6,529 +25%
RIG
27
Roosevelt Investment Group
New York
$377K +$25.3K +2,154 +7%
BlackRock
28
BlackRock
New York
$360K -$211K -17,917 -37%
LSC
29
Logan Stone Capital
Illinois
$354K -$127K -10,762 -26%
HighTower Advisors
30
HighTower Advisors
Illinois
$353K – – –
Neuberger Berman Group
31
Neuberger Berman Group
New York
$353K – – –
NA
32
NewEdge Advisors
Louisiana
$330K +$22.3K +1,900 +7%
9WM
33
9258 Wealth Management
Ohio
$249K -$15.5K -1,314 -6%
Qube Research & Technologies (QRT)
34
Qube Research & Technologies (QRT)
United Kingdom
$249K – – –
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$247K +$247K +21,007 New
EGA
36
E&G Advisors
Texas
$241K -$2.35K -200 -1%
LPL Financial
37
LPL Financial
California
$223K -$20.4K -1,742 -8%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$208K – – –
WCMNY
39
Westchester Capital Management (New York)
New York
$207K – – –
FFA
40
First Foundation Advisors
California
$198K – – –
Goldman Sachs
41
Goldman Sachs
New York
$173K – – –
Lazard Asset Management
42
Lazard Asset Management
New York
$162K -$168K – –
LCM
43
Landscape Capital Management
New Jersey
$161K -$173K -14,715 -52%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$147K +$7.9K +673 +6%
QC
45
Quantedge Capital
Singapore
$143K -$185K -15,700 -56%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$126K +$126K +10,720 New
CP
47
Camelot Portfolios
Ohio
$122K +$122K +10,400 New
GRP
48
Global Retirement Partners
California
$90K -$3.6K -309 -4%
SPIA
49
Steward Partners Investment Advisory
New York
$53K – – –
SWM
50
Spire Wealth Management
Virginia
$41K – – –
1
2
3