ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

47 hedge funds and large institutions have $104M invested in Are Dynamic Credit Allocation Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$7.16M
2
Wells Fargo
Wells Fargo
California
$7.15M
3
RCM
Rivernorth Capital Management
Florida
$6.9M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$836K
5
SIA
Sit Investment Associates
Minnesota
$6.8M

Top Sellers

1
MC
Matisse Capital
Oregon
$1.24M
2
SCM
Saba Capital Management
New York
$3.18M
3
Cohen & Steers
Cohen & Steers
New York
$4.23M
4
SFS
Shaker Financial Services
Virginia
$817K
5
Goldman Sachs
Goldman Sachs
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
9WM
26
9258 Wealth Management
Ohio
$432K -$43.9K -3,532 -9%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$418K +$57K +4,495 +16%
LPL Financial
28
LPL Financial
California
$397K +$397K +31,320 New
MSL
29
Mackay Shields LLC
New York
$394K – – –
MMA
30
Miracle Mile Advisors
California
$317K – – –
EGA
31
E&G Advisors
Texas
$297K – – –
RJA
32
Raymond James & Associates
Florida
$258K +$71.7K +5,661 +38%
Truist Financial
33
Truist Financial
North Carolina
$242K +$127 +10 +0.1%
Citigroup
34
Citigroup
New York
$120K +$1.53K +120 +1%
CWC
35
Carolinas Wealth Consulting
North Carolina
$68K +$68K +5,331 New
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$25.4K +$25.4K +2,000 New
WAM
37
Wolverine Asset Management
Illinois
$22K -$132K -10,590 -86%
WB
38
Webster Bank
Connecticut
$15K – – –
LC
39
Lindbrook Capital
California
$10K -$108K -8,821 -92%
WCG
40
Weaver Consulting Group
California
$9K – – –
CBT
41
Central Bank & Trust
Kentucky
$9K +$9K +700 New
GI
42
Gradient Investments
Minnesota
$4K – – –
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
PFO
44
Pathstone Family Office
New Jersey
$2K -$2K -135 -50%
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
SFS
46
Sowell Financial Services
Arkansas
$1K – – –
WLPWM
47
Walled Lake Planning & Wealth Management
Illinois
$1K +$26 +3 +3%
Goldman Sachs
48
Goldman Sachs
New York
– -$467K -39,106 Closed
LCM
49
Landscape Capital Management
New Jersey
– -$130K -10,917 Closed
DA
50
Doliver Advisors
Texas
– -$122K -10,260 Closed
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2
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