ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

63 hedge funds and large institutions have $116M invested in Are Dynamic Credit Allocation Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
23
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$2.99M
2
CRC
Curi RMB Capital
Illinois
+$2.37M
3
SCM
Saba Capital Management
New York
+$2.03M
4
SFS
Shaker Financial Services
Virginia
+$1.5M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.11M

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
-$2.9M
2
Invesco
Invesco
Georgia
-$2.13M
3
AAM
Advisors Asset Management
Colorado
-$1.57M
4
NMC
Nine Masts Capital
Hong Kong
-$1.53M
5
Stifel Financial
Stifel Financial
Missouri
-$1.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$653K +$83K +6,018 +15%
9WM
27
9258 Wealth Management
Ohio
$630K +$630K +45,644 New
WAM
28
Weiss Asset Management
Massachusetts
$624K +$624K +45,252 New
DA
29
Doliver Advisors
Texas
$536K -$279K -20,191 -34%
RJA
30
Raymond James & Associates
Florida
$525K +$68.1K +4,934 +15%
JIC
31
Joel Isaacson & Co
New York
$458K +$458K +31,873 New
AA
32
AQR Arbitrage
Connecticut
$408K +$408K +29,599 New
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$362K +$362K +26,268 New
MMA
34
Miracle Mile Advisors
California
$345K +$138K +10,000 +67%
6M
35
6 Meridian
Kansas
$341K +$341K +24,710 New
Barclays
36
Barclays
United Kingdom
$338K – – –
IWC
37
Integrated Wealth Concepts
Massachusetts
$326K +$139K +10,061 +74%
BFM
38
Boothbay Fund Management
New York
$304K +$304K +22,000 New
SIA
39
Sit Investment Associates
Minnesota
$276K +$276K +20,000 New
LCM
40
Landscape Capital Management
New Jersey
$251K +$251K +18,198 New
KA
41
Kovack Advisors
Florida
$235K – – –
CP
42
Camelot Portfolios
Ohio
$222K +$222K +16,100 New
WCMNY
43
Westchester Capital Management (New York)
New York
$212K – – –
OC
44
Oppenheimer & Co
New York
$201K +$15.1K +1,100 +8%
BRWM
45
B. Riley Wealth Management
Tennessee
$174K +$174K +12,644 New
EGA
46
E&G Advisors
Texas
$170K – – –
AFNAS
47
American Financial Network Advisory Services
California
$156K -$95.8K -6,947 -38%
WI
48
Wintrust Investments
Illinois
$142K -$4.32K -313 -3%
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$131K +$95.5K +6,942 +269%
MOS
50
MGO One Seven
Ohio
$76K +$76K +5,549 New
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