ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

46 hedge funds and large institutions have $126M invested in Are Dynamic Credit Allocation Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
19
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$17.3M
2
LCM
Laurion Capital Management
New York
$2.64M
3
Bank of America
Bank of America
North Carolina
$6.68M
4
PPA
Parametric Portfolio Associates
Washington
$15.8M
5
Invesco
Invesco
Georgia
$11M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$0
2
RCM
Rivernorth Capital Management
Florida
$10.5M
3
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$0
4
Morgan Stanley
Morgan Stanley
New York
$2.93M
5
SIA
Sit Investment Associates
Minnesota
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$376K -$442K -26,962 -54%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$337K -$986 -60 -0.3%
SG Americas Securities
28
SG Americas Securities
New York
$283K +$283K +17,254 New
DA
29
Doliver Advisors
Texas
$281K +$52K +3,167 +23%
SFS
30
Shaker Financial Services
Virginia
$255K +$21.4K +1,300 +9%
BRF
31
B. Riley Financial
California
$238K +$8.21K +500 +4%
Citigroup
32
Citigroup
New York
$226K +$13.8K +841 +7%
PAS
33
Park Avenue Securities
New York
$193K +$193K +11,719 New
MMA
34
Miracle Mile Advisors
California
$185K – – –
WI
35
Wintrust Investments
Illinois
$182K -$35K -2,136 -16%
WAM
36
Weiss Asset Management
Massachusetts
$182K +$182K +11,099 New
AC
37
Alleghany Corporation
New York
$166K – – –
RCG
38
Ruggie Capital Group
Florida
$152K – – –
MOS
39
MGO One Seven
Ohio
$88K +$88K +5,341 New
US Bancorp
40
US Bancorp
Minnesota
$10K – – –
IA
41
IFP Advisors
Florida
$8K – – –
CA
42
Calton & Associates
Florida
$7K +$7K +447 New
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K +$5K +302 New
GI
45
Gradient Investments
Minnesota
$5K +$5K +327 New
SEI Investments
46
SEI Investments
Pennsylvania
$3K +$3K +192 New
GC
47
Guggenheim Capital
Illinois
– -$3.5M -213,396 Closed
Kovitz Investment Group Partners
48
Kovitz Investment Group Partners
Illinois
– -$1.12M -68,175 Closed
SIA
49
Sit Investment Associates
Minnesota
– -$820K -50,000 Closed
TJHA
50
Thomas J. Herzfeld Advisors
Florida
– -$175K -10,696 Closed
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