ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

47 hedge funds and large institutions have $86.9M invested in Are Dynamic Credit Allocation Fund in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+9
Holders Change %
+23.68%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
18
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$11.8M
2
BI
BlueSpruce Investments
Illinois
$8.63M
3
PPA
Parametric Portfolio Associates
Washington
$3.87M
4
KIG
Kovitz Investment Group
Illinois
$1.56M
5
AMH
Apollo Management Holdings
New York
$907K

Top Sellers

1
TAM
Third Avenue Management
New York
$0
2
UBS Group
UBS Group
Switzerland
$13.9M
3
Morgan Stanley
Morgan Stanley
New York
$5.76M
4
DA
Doliver Advisors
Texas
$0
5
CCP
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Squarepoint
26
Squarepoint
New York
$522K +$522K +39,080 New
Citigroup
27
Citigroup
New York
$519K +$6.76K +506 +1%
LCM
28
Laurion Capital Management
New York
$445K -$29.4K -2,195 -6%
LCM
29
Landscape Capital Management
New Jersey
$386K +$38.6K +2,886 +11%
Stifel Financial
30
Stifel Financial
Missouri
$379K +$379K +28,389 New
Wells Fargo
31
Wells Fargo
California
$327K -$105K -7,849 -24%
MC
32
Matisse Capital
Oregon
$311K +$311K +23,246 New
WAM
33
Weiss Asset Management
Massachusetts
$294K +$294K +21,988 New
BTS
34
BB&T Securities
Virginia
$258K +$1.43K +107 +0.6%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$216K -$20.7K -1,555 -9%
BRF
36
B. Riley Financial
California
$213K +$213K +15,960 New
MMA
37
Miracle Mile Advisors
California
$151K – – –
CIA
38
Capital Investment Advisors
Georgia
$134K +$134K +10,003 New
AC
39
Alleghany Corporation
New York
$121K +$2.94K +221 +2%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$119K -$28.9K -2,168 -20%
GWM
41
Gupta Wealth Management
California
$61K +$61K +4,532 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$41K +$1.04K +79 +3%
AIG
43
American International Group
New York
$37K – – –
PCM
44
Prelude Capital Management
New York
$27K +$27K +2,000 New
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$21K – – –
Creative Planning
46
Creative Planning
Kansas
$20K +$20K +1,516 New
PCM
47
Penserra Capital Management
California
$3K +$3K +199 New
TAM
48
Third Avenue Management
New York
– -$3.55M -253,978 Closed
DA
49
Doliver Advisors
Texas
– -$542K -38,798 Closed
CCP
50
Clough Capital Partners
Massachusetts
– -$432K -30,943 Closed
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2
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