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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-7.78%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$604M
AUM Growth
+$33.1M
Cap. Flow
+$89.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
13.78%
Holding
549
New
76
Increased
55
Reduced
49
Closed
98

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$12.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.62M
4
KMI icon
Kinder Morgan
KMI
+$6.54M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$11.7M
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.22M
3
BP icon
BP
BP
+$4.33M
4
CVX icon
Chevron
CVX
+$4.21M
5
STWD icon
Starwood Property Trust
STWD
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 17.95%
2 Real Estate 16.11%
3 Industrials 5.48%
4 Communication Services 4.75%
5 Technology 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHMI
126
Cherry Hill Mortgage Investment Corp
CHMI
$107M
$1.83M 0.3%
120,500
-10,166
-8% -$165K
MAT icon
127
Mattel
MAT
$4.19B
$1.8M 0.3%
+85,700
New +$2.01M
VOD icon
128
Vodafone
VOD
$37.2B
$1.75M 0.29%
55,000
– –
MOS icon
129
The Mosaic Company
MOS
$7.18B
$1.74M 0.29%
56,000
– –
VVR icon
130
Invesco Senior Income Trust
VVR
$457M
$1.74M 0.29%
415,000
– –
BA icon
131
Boeing
BA
$183B
$1.7M 0.28%
+13,000
New +$1.8M
BRG
132
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$1.69M 0.28%
140,804
-10,000
-7% -$120K
HIX
133
Western Asset High Income Fund II
HIX
$355M
$1.68M 0.28%
260,000
– –
KST
134
DELISTED
Deutsche Strategic Income Trust
KST
$1.66M 0.28%
97,513
– –
FRA icon
135
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$1.62M 0.27%
125,000
+95,000
+317% +$1.26M
CYS
136
DELISTED
CYS Investments Inc.
CYS
$1.6M 0.26%
+220,000
New +$1.7M
TU icon
137
Telus
TU
$15B
$1.6M 0.26%
+101,200
New +$1.68M
JTP
138
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.58M 0.26%
+200,000
New +$1.62M
AJG icon
139
Arthur J. Gallagher & Co
AJG
$65.5B
$1.57M 0.26%
38,000
+15,500
+69% +$703K
ACP
140
abrdn Income Credit Strategies Fund
ACP
$646M
$1.56M 0.26%
125,842
– –
IVH
141
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.56M 0.26%
120,000
– –
HCAP
142
DELISTED
Harvest Capital Credit Corporation
HCAP
$1.55M 0.26%
130,000
-25,000
-16% -$319K
AV
143
DELISTED
Aviva Plc
AV
$1.54M 0.25%
112,000
+20,000
+22% +$308K
BCE icon
144
BCE
BCE
$21.6B
$1.52M 0.25%
37,000
+5,000
+16% +$205K
BGT icon
145
BlackRock Floating Rate Income Trust
BGT
$330M
$1.49M 0.25%
120,071
+104,071
+650% +$1.34M
HHY
146
DELISTED
Brookfield High Income Fund Inc.
HHY
$1.49M 0.25%
205,000
– –
AZN icon
147
AstraZeneca
AZN
$246B
$1.48M 0.24%
23,200
– –
ABDC
148
DELISTED
Alcentra Capital Corp
ABDC
$1.45M 0.24%
125,000
+50,500
+68% +$636K
CIO
149
DELISTED
City Office REIT
CIO
$1.41M 0.23%
124,266
– –
KHI
150
DELISTED
Deutsche High Income Trust
KHI
$1.41M 0.23%
180,000
– –
4 5
6
7 8

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Yorktown Management & Research Company's Q3 2015 Portfolio in Review

As of Q3 2015, Yorktown Management & Research Company held 549 positions worth $604M, up 5.8% from $571M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Yorktown Management & Research Company deployed $89.9M of net new capital in Q3 2015, opening 76 new positions and adding to 55 existing holdings. Its largest new stake was Annaly Capital Management: 312,500 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 27% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Chevron, an estimated $4.21M trimmed.

  • Yorktown Management & Research Company's largest Q3 2015 buy was Annaly Capital Management: 312,500 shares worth $12.3M.
  • Yorktown Management & Research Company added most to Vanguard FTSE Europe ETF in Q3 2015, an estimated $6.62M increase.
  • Yorktown Management & Research Company's biggest Q3 2015 reduction was Chevron, cutting an estimated $4.21M.
  • Yorktown Management & Research Company fully exited MidCap Financial Investment in Q3 2015, selling an estimated $11.7M.
  • Yorktown Management & Research Company's ten largest holdings make up 14% of its $604M portfolio in Q3 2015.
  • Yorktown Management & Research Company opened 76 new positions and closed 98 in Q3 2015.
  • Yorktown Management & Research Company's portfolio value rose 5.8% quarter-over-quarter to $604M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.