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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$515M
AUM Growth
-$49.6M
Cap. Flow
-$59.5M
Cap. Flow %
-11.54%
Top 10 Hldgs %
17.24%
Holding
433
New
45
Increased
35
Reduced
44
Closed
73

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$6.63M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.55M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.47M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.31M
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$3.09M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$5M
2
RITM icon
Rithm Capital
RITM
+$4.99M
3
NLY icon
Annaly Capital Management
NLY
+$3.63M
4
ABBV icon
AbbVie
ABBV
+$3.37M
5
RGC
Regal Entertainment Group
RGC
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 21.69%
2 Financials 19.99%
3 Communication Services 4.43%
4 Utilities 3.3%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLT icon
101
Invesco High Income Trust II
VLT
$65.8M
$1.19M 0.23%
90,000
– –
ES icon
102
Eversource Energy
ES
$26.9B
$1.17M 0.23%
20,000
– –
EFR
103
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$1.15M 0.22%
90,000
– –
HNW
104
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.15M 0.22%
+75,000
New +$1.08M
GDF
105
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1.12M 0.22%
140,000
– –
TLI
106
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.12M 0.22%
115,000
– –
KIO
107
KKR Income Opportunities Fund
KIO
$458M
$1.08M 0.21%
75,000
– –
CIO
108
DELISTED
City Office REIT
CIO
$1.07M 0.21%
94,266
-30,000
-24% -$355K
FSD
109
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.02M 0.2%
70,000
– –
ERC
110
Allspring Multi-Sector Income Fund
ERC
$261M
$1.01M 0.2%
83,000
– –
LRFC
111
DELISTED
Logan Ridge Finance Corp
LRFC
$998K 0.19%
13,867
-17,800
-56% -$1.2M
EHI
112
Western Asset Global High Income Fund
EHI
$177M
$994K 0.19%
110,000
– –
OLP
113
One Liberty Properties
OLP
$523M
$975K 0.19%
43,517
– –
AIF
114
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$953K 0.18%
70,000
+20,000
+40% +$264K
MFM
115
Aberdeen Municipal Income Fund
MFM
$223M
$930K 0.18%
+130,000
New +$908K
LADR
116
Ladder Capital
LADR
$1.25B
$916K 0.18%
74,094
+6,586
+10% +$72.9K
KST
117
DELISTED
Deutsche Strategic Income Trust
KST
$913K 0.18%
82,513
-20,000
-20% -$211K
CHMI
118
Cherry Hill Mortgage Investment Corp
CHMI
$107M
$899K 0.17%
63,500
-6,500
-9% -$89.2K
MFA
119
MFA Financial
MFA
$925M
$822K 0.16%
30,000
– –
GARS
120
DELISTED
Garrison Capital Inc.
GARS
$751K 0.15%
70,000
-110,000
-61% -$1.23M
FLC
121
Flaherty & Crumrine Total Return Fund
FLC
$175M
$747K 0.14%
36,824
-4,176
-10% -$82.6K
PFLT icon
122
PennantPark Floating Rate Capital
PFLT
$742M
$679K 0.13%
58,000
– –
SBW
123
DELISTED
Western Asset Worldwide Income
SBW
$665K 0.13%
64,000
– –
JPW
124
DELISTED
Nuveen Flexible Invstment Fd
JPW
$644K 0.12%
41,800
– –
HCAP
125
DELISTED
Harvest Capital Credit Corporation
HCAP
$548K 0.11%
45,000
– –
3 4
5
6 7

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Yorktown Management & Research Company's Q1 2016 Portfolio in Review

As of Q1 2016, Yorktown Management & Research Company held 433 positions worth $515M, down 8.8% from $565M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Yorktown Management & Research Company withdrew a net $59.5M in Q1 2016, closing 73 positions and reducing 44 holdings. Its most notable exit was AbbVie, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 22% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Invesco Preferred ETF worth $6.71M.

  • Yorktown Management & Research Company's largest Q1 2016 buy was Invesco Preferred ETF: 450,000 shares worth $6.71M.
  • Yorktown Management & Research Company added most to iShares Preferred and Income Securities ETF in Q1 2016, an estimated $5.47M increase.
  • Yorktown Management & Research Company's biggest Q1 2016 reduction was TotalEnergies, cutting an estimated $5M.
  • Yorktown Management & Research Company fully exited AbbVie in Q1 2016, selling an estimated $3.37M.
  • Yorktown Management & Research Company's ten largest holdings make up 17% of its $515M portfolio in Q1 2016.
  • Yorktown Management & Research Company opened 45 new positions and closed 73 in Q1 2016.
  • Yorktown Management & Research Company's portfolio value fell 8.8% quarter-over-quarter to $515M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2016, filed 5 May 2016.