Yorktown Management & Research Company’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-70,000	Closed	-$1.02M	–	373
2016 Q1	$1.02M	Hold	70,000	–	–	0.2%	109
2015 Q4	$986K	Sell	70,000 -4,900	-7%	-$69K	0.17%	153
2015 Q3	$1.06M	Hold	74,900	–	–	0.17%	167
2015 Q2	$1.17M	Hold	74,900	–	–	0.21%	124
2015 Q1	$1.23M	Buy	+74,900	New	+$1.23M	0.22%	98