YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $105M
This Quarter Return
+4%
1 Year Return
+37.67%
3 Year Return
+167.05%
5 Year Return
+310.83%
10 Year Return
+518.39%
AUM
$459M
AUM Growth
+$459M
Cap. Flow
+$5.48M
Cap. Flow %
1.19%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
21
Reduced
35
Closed
59

Top Buys

1
ARCC icon
Ares Capital
ARCC
$16M
2
PMT
PennyMac Mortgage Investment
PMT
$9.92M
3
TOTL icon
SPDR DoubleLine Total Return Tactical ETF
TOTL
$9.03M
4
SLRC icon
SLR Investment Corp
SLRC
$7.8M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$6.48M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$6.72M
2
STWD icon
Starwood Property Trust
STWD
$6.3M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$5.09M

Sector Composition

1 Financials 28.03%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AFT
51
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.71M 0.59% 160,000 – –
PHD
52
Pioneer Floating Rate Fund
PHD
$123M
$2.63M 0.57% 222,451 – –
JRO
53
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.59M 0.56% 233,915 -56,085 -19% -$620K
FRA icon
54
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$2.56M 0.56% 185,000 – –
CCI icon
55
Crown Castle
CCI
$43.2B
$2.53M 0.55% 26,800 +1,800 +7% +$170K
EVF
56
Eaton Vance Senior Income Trust
EVF
$101M
$2.51M 0.55% 390,000 – –
NHS
57
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$2.46M 0.53% 207,000 – –
JGH icon
58
Nuveen Global High Income Fund
JGH
$315M
$2.36M 0.51% 150,000 – –
IVH
59
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.3M 0.5% 160,000 – –
PFF icon
60
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.98M 0.43% 50,000 -170,000 -77% -$6.72M
ARDC
61
Are Dynamic Credit Allocation Fund
ARDC
$351M
$1.84M 0.4% 124,150 -30,000 -19% -$446K
KMM
62
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.75M 0.38% 205,019 -79,981 -28% -$684K
EAD
63
Allspring Income Opportunities Fund
EAD
$420M
$1.52M 0.33% 181,614 – –
TY icon
64
TRI-Continental Corp
TY
$1.74B
$1.5M 0.33% 70,239 – –
JSD
65
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.47M 0.32% 87,091 – –
VOD icon
66
Vodafone
VOD
$28.8B
$1.46M 0.32% 50,000 – –
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$1.45M 0.32% 18,000 -3,500 -16% -$282K
LADR
68
Ladder Capital
LADR
$1.48B
$1.44M 0.31% 108,537 +35,000 +48% +$463K
DRA
69
DELISTED
Diversified Real Asset Income Fd
DRA
$1.38M 0.3% 80,000 – –
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$1.33M 0.29% 75,122 – –
HNW
71
Pioneer Diversified High Income Fund
HNW
$107M
$1.22M 0.27% 75,000 – –
BTZ icon
72
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$1.2M 0.26% 90,000 – –
FCT
73
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.2M 0.26% 87,900 -30,000 -25% -$410K
ACP
74
abrdn Income Credit Strategies Fund
ACP
$745M
$1.17M 0.25% 90,000 – –
HIO
75
Western Asset High Income Opportunity Fund
HIO
$378M
$1.06M 0.23% 210,000 – –
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