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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
51
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.71M 0.59%
160,000
– –
PHD
52
DELISTED
Pioneer Floating Rate Fund
PHD
$2.63M 0.57%
222,451
– –
JRO
53
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.59M 0.56%
233,915
-56,085
-19% -$600K
FRA icon
54
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$2.56M 0.56%
185,000
– –
CCI icon
55
Crown Castle
CCI
$31.4B
$2.52M 0.55%
26,800
+1,800
+7% +$173K
EVF
56
Eaton Vance Senior Income Trust
EVF
$91.6M
$2.51M 0.55%
390,000
– –
NHS
57
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$2.46M 0.53%
207,000
– –
JGH icon
58
Nuveen Global High Income Fund
JGH
$355M
$2.35M 0.51%
150,000
– –
IVH
59
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.3M 0.5%
160,000
– –
PFF icon
60
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.98M 0.43%
50,000
-170,000
-77% -$6.78M
ARDC
61
Are Dynamic Credit Allocation Fund
ARDC
$299M
$1.84M 0.4%
124,150
-30,000
-19% -$431K
KMM
62
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.75M 0.38%
205,019
-79,981
-28% -$682K
EAD
63
Allspring Income Opportunities Fund
EAD
$381M
$1.52M 0.33%
181,614
– –
TY icon
64
TRI-Continental Corp
TY
$1.91B
$1.5M 0.33%
70,239
– –
JSD
65
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.47M 0.32%
87,091
– –
VOD icon
66
Vodafone
VOD
$37.1B
$1.46M 0.32%
50,000
– –
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.45M 0.32%
18,000
-3,500
-16% -$282K
LADR
68
Ladder Capital
LADR
$1.25B
$1.44M 0.31%
109,359
+35,265
+48% +$454K
DRA
69
DELISTED
Diversified Real Asset Income Fd
DRA
$1.38M 0.3%
80,000
– –
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.33M 0.29%
75,122
– –
HNW
71
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.22M 0.27%
75,000
– –
BTZ icon
72
BlackRock Credit Allocation Income Trust
BTZ
$958M
$1.2M 0.26%
90,000
– –
FCT
73
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$1.2M 0.26%
87,900
-30,000
-25% -$402K
ACP
74
abrdn Income Credit Strategies Fund
ACP
$646M
$1.17M 0.25%
92,986
– –
HIO
75
Western Asset High Income Opportunity Fund
HIO
$339M
$1.06M 0.23%
210,000
– –
1 2
3
4 5

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.