YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $105M
This Quarter Return
+4%
1 Year Return
+37.67%
3 Year Return
+167.05%
5 Year Return
+310.83%
10 Year Return
+518.39%
AUM
$459M
AUM Growth
+$459M
Cap. Flow
+$5.48M
Cap. Flow %
1.19%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
21
Reduced
35
Closed
59

Top Buys

1
ARCC icon
Ares Capital
ARCC
$16M
2
PMT
PennyMac Mortgage Investment
PMT
$9.92M
3
TOTL icon
SPDR DoubleLine Total Return Tactical ETF
TOTL
$9.03M
4
SLRC icon
SLR Investment Corp
SLRC
$7.8M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$6.48M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$6.72M
2
STWD icon
Starwood Property Trust
STWD
$6.3M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$5.09M

Sector Composition

1 Financials 28.03%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGC icon
26
BGC Group
BGC
$4.65B
$5.79M 1.26% 662,000 – –
FDUS icon
27
Fidus Investment
FDUS
$762M
$5.59M 1.22% 355,000 -20,000 -5% -$315K
RC
28
Ready Capital
RC
$700M
$5.27M 1.15% 365,000 – –
ISD
29
PGIM High Yield Bond Fund
ISD
$486M
$5.12M 1.11% 320,000 -40,000 -11% -$640K
VTA
30
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.94M 1.08% 420,000 – –
BLW icon
31
BlackRock Limited Duration Income Trust
BLW
$549M
$4.83M 1.05% 311,104 – –
PGF icon
32
Invesco Financial Preferred ETF
PGF
$793M
$4.76M 1.04% 250,000 -50,000 -17% -$953K
HYT icon
33
BlackRock Corporate High Yield Fund
HYT
$1.47B
$4.71M 1.02% 435,000 – –
JQC icon
34
Nuveen Credit Strategies Income Fund
JQC
$754M
$4.41M 0.96% 520,000 – –
GHY
35
PGIM Global High Yield Fund
GHY
$546M
$4.39M 0.96% 290,485 – –
BIT icon
36
BlackRock Multi-Sector Income Trust
BIT
$591M
$4.1M 0.89% 240,000 – –
EVV
37
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.98M 0.87% 290,000 – –
EFC
38
Ellington Financial
EFC
$1.36B
$3.83M 0.83% 230,000 -120,000 -34% -$2M
STWD icon
39
Starwood Property Trust
STWD
$7.44B
$3.83M 0.83% 170,000 -280,000 -62% -$6.3M
FTR
40
DELISTED
Frontier Communications Corp.
FTR
$3.74M 0.81% 900,000 – –
DSU icon
41
BlackRock Debt Strategies Fund
DSU
$550M
$3.65M 0.79% 1,000,000 – –
HYI
42
Western Asset High Yield Opportunity Fund Inc.
HYI
$271M
$3.39M 0.74% 220,000 – –
EFT
43
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$3.3M 0.72% 232,600 -77,400 -25% -$1.1M
MINC
44
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$3.28M 0.71% 67,000 +30,000 +81% +$1.47M
HYB
45
DELISTED
New America High Income Fund, Inc.
HYB
$3.27M 0.71% 355,000 – –
CODI icon
46
Compass Diversified
CODI
$564M
$3.13M 0.68% 180,000 -50,000 -22% -$869K
PFX icon
47
PhenixFIN
PFX
$97.3M
$3.05M 0.66% +400,248 New +$3.05M
JFR icon
48
Nuveen Floating Rate Income Fund
JFR
$1.13B
$2.92M 0.64% 265,000 -32,739 -11% -$361K
NSL
49
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.85M 0.62% 435,000 – –
BGT icon
50
BlackRock Floating Rate Income Trust
BGT
$319M
$2.74M 0.6% 202,509 – –
1
2
3 4 5