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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.74%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Miscellaneous 30.85%
2 Financials 28.56%
3 Real Estate 26.63%
4 Communication Services 5.45%
5 Technology 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
26
BGC Group
BGC
$5.63B
$5.79M 1.26%
1,029,410
– –
FDUS icon
27
Fidus Investment
FDUS
$762M
$5.59M 1.22%
355,000
-20,000
-5% -$316K
RC
28
Ready Capital
RC
$220M
$5.27M 1.15%
365,000
– –
ISD
29
PGIM High Yield Bond Fund
ISD
$389M
$5.12M 1.11%
320,000
-40,000
-11% -$636K
VTA
30
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.94M 1.08%
420,000
– –
BLW icon
31
BlackRock Limited Duration Income Trust
BLW
$454M
$4.83M 1.05%
311,104
– –
PGF icon
32
Invesco Financial Preferred ETF
PGF
$627M
$4.76M 1.04%
250,000
-50,000
-17% -$963K
HYT icon
33
BlackRock Corporate High Yield Fund
HYT
$1.52B
$4.71M 1.02%
435,000
– –
JQC icon
34
Nuveen Credit Strategies Income Fund
JQC
$696M
$4.41M 0.96%
520,000
– –
GHY
35
PGIM Global High Yield Fund
GHY
$451M
$4.39M 0.96%
290,485
– –
BIT icon
36
BlackRock Multi-Sector Income Trust
BIT
$641M
$4.1M 0.89%
240,000
– –
EVV
37
Eaton Vance Limited Duration Income Fund
EVV
$978M
$3.98M 0.87%
290,000
– –
EFC
38
Ellington Financial
EFC
$1.59B
$3.83M 0.83%
230,000
-120,000
-34% -$2.07M
STWD icon
39
Starwood Property Trust
STWD
$5.32B
$3.83M 0.83%
170,000
-280,000
-62% -$6.19M
FTR
40
DELISTED
Frontier Communications Corp.
FTR
$3.74M 0.81%
60,000
– –
DSU icon
41
BlackRock Debt Strategies Fund
DSU
$579M
$3.65M 0.79%
333,333
– –
HYI
42
Western Asset High Yield Opportunity Fund Inc
HYI
$127M
$3.39M 0.74%
220,000
– –
EFT
43
Eaton Vance Floating-Rate Income Trust
EFT
$279M
$3.3M 0.72%
232,600
-77,400
-25% -$1.08M
MINC
44
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$3.28M 0.71%
67,000
+30,000
+81% +$1.47M
HYB
45
DELISTED
New America High Income Fund, Inc.
HYB
$3.27M 0.71%
355,000
– –
CODI icon
46
Compass Diversified
CODI
$846M
$3.13M 0.68%
180,000
-50,000
-22% -$852K
PFX icon
47
PhenixFIN
PFX
$88M
$3.05M 0.66%
+20,012
New +$2.97M
JFR icon
48
Nuveen Floating Rate Income Fund
JFR
$1.18B
$2.92M 0.64%
265,000
-32,739
-11% -$351K
NSL
49
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.85M 0.62%
435,000
– –
BGT icon
50
BlackRock Floating Rate Income Trust
BGT
$313M
$2.74M 0.6%
202,509
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 31% of assets, down from 33% a quarter earlier, followed by Financials and Real Estate.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.