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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$440M
AUM Growth
-$75.5M
Cap. Flow
-$90.8M
Cap. Flow %
-20.65%
Top 10 Hldgs %
22.73%
Holding
388
New
28
Increased
17
Reduced
73
Closed
83

Top Buys

Rank Stock Value
1
FTR
Frontier Communications Corp.
FTR
+$4.7M
2
SLRC icon
SLR Investment Corp
SLRC
+$3.64M
3
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$2.91M
4
ARCC icon
Ares Capital
ARCC
+$2.63M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.44M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.83M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$6.92M
3
BBDC icon
Barings BDC
BBDC
+$5.78M
4
EXC icon
Exelon
EXC
+$3.8M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.37M

Sector Composition

Rank Sector Weight
1 Real Estate 26.76%
2 Financials 23.22%
3 Communication Services 6.07%
4 Industrials 2.33%
5 Technology 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
26
Invesco Financial Preferred ETF
PGF
$668M
$5.76M 1.31%
300,000
– –
FDUS icon
27
Fidus Investment
FDUS
$752M
$5.73M 1.3%
375,000
-20,000
-5% -$307K
ISD
28
PGIM High Yield Bond Fund
ISD
$418M
$5.68M 1.29%
360,000
– –
MTGE
29
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$5.68M 1.29%
360,000
+190,000
+112% +$2.91M
FCRD
30
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.68M 1.29%
510,000
+68,000
+15% +$740K
NZF icon
31
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$5.57M 1.27%
350,000
+157,800
+82% +$2.44M
AMTG
32
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$5.09M 1.16%
380,000
+73,000
+24% +$985K
RC
33
Ready Capital
RC
$323M
$5M 1.14%
365,000
– –
BLW icon
34
BlackRock Limited Duration Income Trust
BLW
$493M
$4.74M 1.08%
311,104
-28,896
-8% -$433K
VTA
35
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.63M 1.05%
420,000
-150,000
-26% -$1.63M
HYT icon
36
BlackRock Corporate High Yield Fund
HYT
$1.38B
$4.54M 1.03%
435,000
– –
FTR
37
DELISTED
Frontier Communications Corp.
FTR
$4.45M 1.01%
+60,000
New +$4.7M
GHY
38
PGIM Global High Yield Fund
GHY
$482M
$4.36M 0.99%
290,485
-109,515
-27% -$1.63M
ARI
39
Apollo Commercial Real Estate
ARI
$880M
$4.34M 0.99%
270,000
– –
JQC icon
40
Nuveen Credit Strategies Income Fund
JQC
$717M
$4.2M 0.96%
520,000
– –
EFT
41
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$4.16M 0.95%
310,000
-40,000
-11% -$534K
BIT icon
42
BlackRock Multi-Sector Income Trust
BIT
$702M
$3.97M 0.9%
240,000
– –
EVV
43
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.9M 0.89%
290,000
-110,000
-28% -$1.46M
CODI icon
44
Compass Diversified
CODI
$927M
$3.82M 0.87%
230,000
-20,000
-8% -$321K
DSU icon
45
BlackRock Debt Strategies Fund
DSU
$600M
$3.53M 0.8%
333,333
– –
HYI
46
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$3.3M 0.75%
220,000
– –
JFR icon
47
Nuveen Floating Rate Income Fund
JFR
$1.26B
$3.08M 0.7%
297,739
-82,261
-22% -$848K
HYB
48
DELISTED
New America High Income Fund, Inc.
HYB
$3.04M 0.69%
355,000
– –
JRO
49
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.98M 0.68%
290,000
-203,000
-41% -$2.07M
VKQ icon
50
Invesco Municipal Trust
VKQ
$545M
$2.84M 0.65%
200,000
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q2 2016 Portfolio in Review

As of Q2 2016, Yorktown Management & Research Company held 388 positions worth $440M, down 15% from $515M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Yorktown Management & Research Company withdrew a net $90.8M in Q2 2016, closing 83 positions and reducing 73 holdings. Its most notable exit was Chimera Investment, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 27% of assets, up from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Frontier Communications Corp. worth $4.45M.

  • Yorktown Management & Research Company's largest Q2 2016 buy was Frontier Communications Corp.: 60,000 shares worth $4.45M.
  • Yorktown Management & Research Company added most to SLR Investment Corp in Q2 2016, an estimated $3.64M increase.
  • Yorktown Management & Research Company's biggest Q2 2016 reduction was Main Street Capital, cutting an estimated $2.23M.
  • Yorktown Management & Research Company fully exited Chimera Investment in Q2 2016, selling an estimated $8.83M.
  • Yorktown Management & Research Company's ten largest holdings make up 23% of its $440M portfolio in Q2 2016.
  • Yorktown Management & Research Company opened 28 new positions and closed 83 in Q2 2016.
  • Yorktown Management & Research Company's portfolio value fell 15% quarter-over-quarter to $440M.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.