WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB icon
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAGW icon
101
Stran & Company Warrant
SWAGW
$609K
$3.15K ﹤0.01%
168,734
AERTW
102
Aeries Technology Warrant
AERTW
$1.78M
$2.74K ﹤0.01%
95,027
KLTOW
103
Klotho Neurosciences Warrant
KLTOW
$2.52K ﹤0.01%
+10,100
NXLIW
104
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$1.78K ﹤0.01%
37,649
BNCWW
105
CEA Industries Inc Warrant
BNCWW
$282K
$1.61K ﹤0.01%
54,062
CREVW icon
106
Carbon Revolution PLC Warrant
CREVW
$1.58K ﹤0.01%
88,701
-200
DFSCW
107
DEFSEC Technologies Warrant
DFSCW
$99.8K
$1.2K ﹤0.01%
30,000
-73,347
SMXWW
108
SMX (Security Matters) Public Ltd Warrant
SMXWW
$843K
$866 ﹤0.01%
57,750
ANGHW icon
109
Anghami Inc Warrants
ANGHW
$162K
$477 ﹤0.01%
40,409
BNAIW
110
Brand Engagement Network Warrant
BNAIW
$1.41M
$301 ﹤0.01%
10,000
AAPL icon
111
Apple
AAPL
$4.03T
– –
-3,450
ABL icon
112
Abacus Life
ABL
$640M
– –
0
ACMR icon
113
ACM Research
ACMR
$2.04B
– –
0
AEVA
114
Aeva Technologies
AEVA
$600M
– –
0
GDX icon
115
VanEck Gold Miners ETF
GDX
$22.1B
– –
0
GDXJ icon
116
VanEck Junior Gold Miners ETF
GDXJ
$8.14B
– –
-6,750
GLD icon
117
SPDR Gold Trust
GLD
$131B
– –
0
GME icon
118
GameStop
GME
$9.25B
– –
0
GTLS.PRB icon
119
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$584M
– –
-14,408
HIMS icon
120
Hims & Hers Health
HIMS
$8.42B
– –
0
HOOD icon
121
Robinhood
HOOD
$110B
– –
0
HUMA icon
122
Humacyte
HUMA
$230M
– –
-10,000
IBIT icon
123
iShares Bitcoin Trust
IBIT
$72.1B
– –
0
IIPR icon
124
Innovative Industrial Properties
IIPR
$1.36B
– –
0
KTTAW icon
125
Pasithea Therapeutics Warrants
KTTAW
$50.9K
– –
-100,000
3 4
5
6 7