WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.34M
2
+$1.76M
3
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

1
+$2.98M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$3.15K ﹤0.01%
168,734
102
$2.74K ﹤0.01%
95,027
103
$2.52K ﹤0.01%
+10,100
104
$1.78K ﹤0.01%
37,649
105
$1.61K ﹤0.01%
54,062
106
$1.58K ﹤0.01%
88,701
-200
107
$1.2K ﹤0.01%
30,000
-73,347
108
$866 ﹤0.01%
57,750
109
$477 ﹤0.01%
40,409
110
$301 ﹤0.01%
10,000
111
– –
-126,999
112
– –
-18,038
113
– –
-750
114
– –
-50,000
115
– –
0
116
– –
0
117
– –
-198,728
118
– –
0
119
– –
-16,493
120
– –
0
121
– –
0
122
– –
-24,999
123
– –
-10,700
124
– –
-10,000
125
– –
-12,500
3 4
5
6 7