WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAGW icon
101
Stran & Company Warrant
SWAGW
$3.15K ﹤0.01%
168,734
AERTW
102
Aeries Technology Warrant
AERTW
$1.53M
$2.74K ﹤0.01%
95,027
KLTOW
103
Klotho Neurosciences Warrant
KLTOW
$2.52K ﹤0.01%
+10,100
NXLIW
104
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$1.78K ﹤0.01%
37,649
BNCWW
105
CEA Industries Inc Warrant
BNCWW
$172K
$1.61K ﹤0.01%
54,062
CREVW icon
106
Carbon Revolution PLC Warrant
CREVW
$1.58K ﹤0.01%
88,701
-200
DFSCW
107
DEFSEC Technologies Warrant
DFSCW
$1.2K ﹤0.01%
30,000
-73,347
SMXWW
108
SMX (Security Matters) Public Ltd Warrant
SMXWW
$3.2M
$866 ﹤0.01%
57,750
ANGHW icon
109
Anghami Inc Warrants
ANGHW
$195K
$477 ﹤0.01%
40,409
BNAIW
110
Brand Engagement Network Warrant
BNAIW
$677K
$301 ﹤0.01%
10,000
AGI icon
111
Alamos Gold
AGI
$16.9B
– –
0
AIMDW icon
112
Ainos Warrants
AIMDW
$70.3K
– –
-17,622
CYPH
113
Cypherpunk Technologies Inc
CYPH
$62.3M
– –
-15,000
MDAIW icon
114
Spectral AI Warrants
MDAIW
$5.22M
– –
-20,000
PXSAW
115
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
– –
-104,611
UCFI
116
CN Healthy Food Tech Group
UCFI
– –
-62,417
JVSA
117
DELISTED
JV SPAC Acquisition Corp
JVSA
– –
-14,141
XTIA icon
118
XTI Aerospace
XTIA
$58.3M
– –
-25,000
DYCQ
119
DELISTED
DT Cloud Acquisition Corp
DYCQ
– –
-25,815
CEP
120
DELISTED
Cantor Equity Partners
CEP
– –
0
CRWV
121
CoreWeave Inc
CRWV
$47.3B
– –
0
UYSCU
122
UY Scuti Acquisition Corp Units
UYSCU
– –
-14,900
OCEAW
123
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
– –
-58,542
CLRC
124
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
– –
-75,393
GTLS.PRB
125
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
– –
-14,408
3 4
5
6 7