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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$261M
Cap. Flow %
-40.59%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Healthcare 0.43%
3 Communication Services 0.4%
4 Real Estate 0.12%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBUS icon
101
Cibus
CBUS
$147M
$41.4K 0.01%
+30,000
New +$61.1K
ANNAW
102
AleAnna Inc Warrant
ANNAW
$8.77M
$37.2K 0.01%
158,382
+7,440
+5% +$2.22K
PHGE icon
103
BiomX
PHGE
$1.99M
$36K 0.01%
4,211
-1,032
-20% -$10.3K
SDST
104
Stardust Power Inc
SDST
$5.71M
$35.4K 0.01%
+17,990
New +$92.5K
DAICW
105
CID HoldCo Inc Warrants
DAICW
$116K
$33K 0.01%
+432,500
New +$50.4K
EONR.WS
106
EON Resources Warrants
EONR.WS
$1.88M
$32.4K 0.01%
634,640
-14,400
-2% -$661
LVWR.WS icon
107
LiveWire Group Warrants
LVWR.WS
$8.45M
$32.3K 0.01%
+632,821
New +$32.1K
NMTC icon
108
NeuroOne Medical Technologies
NMTC
$14.7M
$27.1K ﹤0.01%
+6,667
New +$24.6K
EONR
109
EON Resources
EONR
$25.3M
$23.4K ﹤0.01%
67,564
+57,564
+576% +$25.2K
FLYX.WS icon
110
flyExclusive Inc Warrants
FLYX.WS
$23.2K ﹤0.01%
215,465
+185,667
+623% +$15.7K
USGOW
111
DELISTED
U.S. GoldMining Inc Warrant
USGOW
$21.4K ﹤0.01%
23,465
-8,154
-26% -$9.16K
INTS icon
112
Intensity Therapeutics
INTS
$11.2M
$21K ﹤0.01%
+2,736
New +$56.2K
RNWWW
113
ReNew Energy Global PLC Warrant
RNWWW
$61.1K
$20.5K ﹤0.01%
151,864
-48,136
-24% -$6.27K
PMNT
114
DELISTED
PERFECT MOMENT LTD
PMNT
$20.3K ﹤0.01%
+75,000
New +$57K
NAMMW
115
Namib Minerals Warrants
NAMMW
$3.81M
$18.9K ﹤0.01%
+96,800
New +$26.6K
RVPH
116
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$18.1K ﹤0.01%
+2,375
New +$37K
FMSTW
117
Foremost Clean Energy Warrant
FMSTW
$3.21M
$13K ﹤0.01%
34,997
-75,840
-68% -$30.4K
DTSTW
118
DELISTED
Data Storage Corp Warrant
DTSTW
$10K ﹤0.01%
83,469
-55,648
-40% -$14.8K
AIRJW
119
AirJoule Technologies Warrant
AIRJW
$63.1M
$9.61K ﹤0.01%
14,800
– –
PELIR
120
DELISTED
Pelican Acquisition Corp Right
PELIR
$8.98K ﹤0.01%
+47,253
New +$8.59K
APLMW icon
121
Apollomics Inc Warrant
APLMW
$1.41M
$7K ﹤0.01%
157,925
-279,062
-64% -$4.66K
MOBBW
122
Mobilicom Ltd Warrants
MOBBW
$2.18B
$6.38K ﹤0.01%
17,244
-12,756
-43% -$4.16K
TGE.WS
123
The Generation Essentials Group Warrants
TGE.WS
$6.25K ﹤0.01%
+15,637
New +$8.34K
MRNOW
124
Murano Global Investments PLC Warrants
MRNOW
$103K
$5.5K ﹤0.01%
28,200
– –
ONFOW icon
125
Onfolio Holdings Warrant
ONFOW
$80.1K
$5.48K ﹤0.01%
42,344
-105,826
-71% -$16K
3 4
5
6 7

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SCM
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OCAM
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NPCM
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FSG
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.