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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
(-5.7%)
Cap. Flow
-$4.98M
Cap. Flow
% of AUM
-1.63%
Top 10 Holdings %
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Municipal Credit Income Fund
NZF
|
+$2.55M |
| 2 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$2.54M |
| 3 |
BlackRock MuniYield Quality Fund
MQY
|
+$2.53M |
| 4 |
Schwab US REIT ETF
SCHH
|
+$1.19M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$917K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AWF
AllianceBernstein Global High Income Fund
AWF
|
+$3.62M |
| 2 |
ISD
PGIM High Yield Bond Fund
ISD
|
+$3.18M |
| 3 |
NTRL
First Trust Equity Market Neutral ETF
NTRL
|
+$2.64M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$1.38M |
| 5 |
BGH
Barings Global Short Duration High Yield Fund
BGH
|
+$1.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.32% |
| 2 | Healthcare | 3.4% |
| 3 | Consumer Discretionary | 3.27% |
| 4 | Real Estate | 2.85% |
| 5 | Financials | 2.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares Core International Aggregate Bond Fund
IAGG
$11B
| – | – |
-4,523
| Closed | -$223K |
|
202
NextEra Energy
NEE
$177B
| – | – |
-3,940
| Closed | -$292K |
|
203
Progressive
PGR
$125B
| – | – |
-1,982
| Closed | -$262K |
|
204
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
| – | – |
-8,103
| Closed | -$202K |
|
205
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
| – | – |
-6,108
| Closed | -$206K |
|
206
Thomson Reuters
TRI
$44.1B
| – | – |
-1,464
| Closed | -$201K |
|
207
Verizon
VZ
$196B
| – | – |
-11,796
| Closed | -$439K |
|
|
JRO
208
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| – | – |
-10,000
| Closed | -$78K |
|
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Vivaldi Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
- Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
- Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
- Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
- Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
- Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
- Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.
Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.