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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
201
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$257K 0.06%
22,764
+1,356
+6% +$14.7K
INTC icon
202
Intel
INTC
$513B
$256K 0.06%
8,743
-7,818
-47% -$217K
DHR icon
203
Danaher
DHR
$144B
$253K 0.06%
1,118
+49
+5% +$11.4K
IJS icon
204
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$250K 0.06%
2,650
+250
+10% +$23K
T icon
205
AT&T
T
$163B
$250K 0.06%
+13,126
New +$235K
DFAX icon
206
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$246K 0.06%
10,896
– –
DE icon
207
Deere & Co
DE
$168B
$246K 0.06%
+575
New +$234K
BN icon
208
Brookfield
BN
$108B
$246K 0.06%
10,913
-2,586
-19% -$58K
MOAT icon
209
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$244K 0.06%
3,588
+65
+2% +$4.22K
ICLN icon
210
iShares Global Clean Energy ETF
ICLN
$2.4B
$240K 0.06%
11,948
– –
ERTH icon
211
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$238K 0.06%
4,882
– –
PAYX icon
212
Paychex
PAYX
$42.7B
$238K 0.06%
2,025
+17
+0.8% +$1.99K
RPM icon
213
RPM International
RPM
$15B
$238K 0.06%
2,730
– –
SCZ icon
214
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$236K 0.06%
+4,046
New +$217K
XLU icon
215
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$235K 0.06%
6,576
-896
-12% -$30.5K
BR icon
216
Broadridge
BR
$19B
$235K 0.06%
1,694
-14
-0.8% -$1.99K
VSS icon
217
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$232K 0.06%
+2,172
New +$218K
VDE icon
218
Vanguard Energy ETF
VDE
$9.74B
$230K 0.06%
+1,912
New +$233K
AXP icon
219
American Express
AXP
$230B
$230K 0.06%
1,526
+49
+3% +$7.26K
ESGU icon
220
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$227K 0.06%
2,647
– –
FLAX icon
221
Franklin FTSE Asia ex Japan ETF
FLAX
$57.2M
$222K 0.06%
+10,172
New +$200K
GDX icon
222
VanEck Gold Miners ETF
GDX
$27.4B
$220K 0.05%
+6,906
New +$185K
DFAC icon
223
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$217K 0.05%
+8,710
New +$212K
CEV
224
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$213K 0.05%
+21,034
New +$204K
SCHC icon
225
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$211K 0.05%
+6,464
New +$197K
7 8
9
10 11

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.