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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
201
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$203K 0.05%
12,997
– –
DSL
202
DoubleLine Income Solutions Fund
DSL
$1.24B
$163K 0.04%
10,100
– –
SREV
203
DELISTED
ServiceSource International, Inc.
SREV
$124K 0.03%
125,000
– –
KYN icon
204
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$99K 0.02%
12,730
– –
HIPO icon
205
Hippo Holdings
HIPO
$881M
$28K 0.01%
+400
New +$37.3K
TWAV
206
TaoWeave Inc
TWAV
$4.73M
$26K 0.01%
43
– –
GALT icon
207
Galectin Therapeutics
GALT
$217M
$22K 0.01%
10,668
– –
RENO
208
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$13K ﹤0.01%
18,782
– –
ABX
209
Abacus Global Management
ABX
$933M
– –
-18,024
Closed -$177K
BND icon
210
Vanguard Total Bond Market
BND
$158B
– –
-2,846
Closed -$243K
BURU
211
DELISTED
NUBURU INC
BURU
– –
-63
Closed -$123K
BZFD icon
212
BuzzFeed
BZFD
$96.6M
– –
-4,827
Closed -$191K
CLX icon
213
Clorox
CLX
$12.9B
– –
-1,481
Closed -$245K
GPGI
214
GPGI Inc
GPGI
$4.41B
– –
-26,331
Closed -$221K
CXAI icon
215
CXApp
CXAI
$17.1M
– –
-15,000
Closed -$149K
DTF
216
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
– –
-50,812
Closed -$734K
EVM
217
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-130,185
Closed -$1.55M
FDEC icon
218
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
– –
-10,398
Closed -$348K
FINS
219
Angel Oak Financial Strategies Income Term Trust
FINS
$419M
– –
-322,350
Closed -$5.49M
FNOV icon
220
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
– –
-30,890
Closed -$1.18M
GBTG icon
221
American Express Global Business Travel
GBTG
$4.93B
– –
-10,000
Closed -$98K
GRND icon
222
Grindr
GRND
$2.86B
– –
-11,935
Closed -$121K
HYG icon
223
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-5,618
Closed -$492K
ICLN icon
224
iShares Global Clean Energy ETF
ICLN
$2.38B
– –
-11,968
Closed -$259K
ISPO
225
DELISTED
Inspirato
ISPO
– –
-1,525
Closed -$308K
7 8
9
10 11

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.