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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
201
Sprott Physical Gold and Silver Trust
CEF
$7.54B
$259K 0.05%
14,612
-1,875
-11% -$35.7K
CMI icon
202
Cummins
CMI
$87.8B
$251K 0.05%
1,055
-17
-2% -$4.35K
MSB
203
Mesabi Trust
MSB
$296M
$250K 0.05%
7,000
– –
BKNG icon
204
Booking.com
BKNG
$151B
$245K 0.05%
2,775
-25
-0.9% -$2.33K
ECL icon
205
Ecolab
ECL
$79.7B
$242K 0.05%
1,090
-10
-0.9% -$2.17K
EMR icon
206
Emerson Electric
EMR
$89B
$240K 0.05%
2,318
-20
-0.9% -$1.88K
CVX icon
207
Chevron
CVX
$379B
$239K 0.05%
2,346
-100
-4% -$10.6K
QQQX icon
208
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$239K 0.05%
8,103
– –
CAG icon
209
Conagra Brands
CAG
$7.18B
$236K 0.05%
6,920
– –
FDX icon
210
FedEx
FDX
$74.1B
$236K 0.05%
852
+24
+3% +$7.12K
VCIT icon
211
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$236K 0.05%
2,470
-540
-18% -$50.8K
PAYX icon
212
Paychex
PAYX
$42.2B
$234K 0.05%
2,000
-7
-0.3% -$704
CLX icon
213
Clorox
CLX
$12.7B
$233K 0.05%
1,386
-9
-0.6% -$1.64K
DALT
214
DELISTED
Anfield Diversified Alternatives ETF
DALT
$231K 0.05%
21,808
– –
WTRE
215
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$223K 0.04%
6,368
+77
+1% +$2.69K
CRSP icon
216
CRISPR Therapeutics
CRSP
$5.23B
$218K 0.04%
1,722
-213
-11% -$25.9K
COST icon
217
Costco
COST
$420B
$216K 0.04%
+483
New +$183K
KRE icon
218
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$216K 0.04%
3,285
– –
STPZ icon
219
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$212K 0.04%
+3,853
New +$212K
SDG icon
220
iShares MSCI Global Sustainable Development Goals ETF
SDG
$173M
$211K 0.04%
2,120
– –
AXP icon
221
American Express
AXP
$234B
$210K 0.04%
1,266
-79
-6% -$12.4K
DXJ icon
222
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$210K 0.04%
3,436
– –
DKS icon
223
Dick's Sporting Goods
DKS
$18B
$207K 0.04%
+1,900
New +$170K
MO icon
224
Altria Group
MO
$114B
$207K 0.04%
4,266
-55
-1% -$2.7K
NRACU
225
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$206K 0.04%
20,601
-399
-2% -$3.98K
7 8
9
10 11

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.