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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELU icon
201
Celularity
CELU
$20.3M
$279K 0.06%
2,657
-304
-10% -$31.5K
PRU icon
202
Prudential Financial
PRU
$41.8B
$279K 0.06%
3,818
+750
+24% +$49.3K
SCHC icon
203
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$279K 0.06%
7,986
-991
-11% -$31.7K
BN icon
204
Brookfield
BN
$108B
$278K 0.06%
13,976
-28,186
-67% -$504K
XLF icon
205
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$270K 0.06%
9,997
+318
+3% +$7.73K
NVDA icon
206
NVIDIA
NVDA
$5.42T
$265K 0.06%
19,920
-1,320
-6% -$15.4K
MSI icon
207
Motorola Solutions
MSI
$77.4B
$256K 0.06%
1,501
+12
+0.8% +$1.75K
DNKN
208
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$255K 0.06%
2,400
-1,200
-33% -$86.6K
DUK icon
209
Duke Energy
DUK
$97.3B
$254K 0.06%
2,676
-191
-7% -$15.7K
VUG icon
210
Vanguard Morningstar Growth ETF
VUG
$231B
$254K 0.06%
6,396
– –
SNAX
211
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$250K 0.06%
1,626
+364
+29% +$56K
WIZ
212
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
$250K 0.06%
7,956
– –
CAG icon
213
Conagra Brands
CAG
$7.23B
$249K 0.06%
6,920
-2,600
-27% -$95.2K
CLOV icon
214
Clover Health Investments
CLOV
$2.51B
$249K 0.06%
+20,011
New +$221K
XLE icon
215
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$248K 0.06%
14,660
+2,920
+25% +$51.8K
BR icon
216
Broadridge
BR
$19B
$241K 0.05%
1,642
-500
-23% -$66.8K
EMLP icon
217
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$240K 0.05%
11,408
– –
SBUX icon
218
Starbucks
SBUX
$120B
$239K 0.05%
2,500
-228
-8% -$18.2K
PGJ icon
219
Invesco Golden Dragon China ETF
PGJ
$98.7M
$237K 0.05%
3,976
– –
BKNG icon
220
Booking.com
BKNG
$161B
$236K 0.05%
2,875
-25
-0.9% -$1.76K
URGN icon
221
UroGen Pharma
URGN
$2.29B
$233K 0.05%
10,000
-1,000
-9% -$22.6K
AXP icon
222
American Express
AXP
$230B
$231K 0.05%
+2,006
New +$197K
ECL icon
223
Ecolab
ECL
$79.9B
$229K 0.05%
1,098
-105
-9% -$21K
IBM icon
224
IBM
IBM
$224B
$226K 0.05%
2,023
-485
-19% -$57.1K
ACEVU
225
DELISTED
ACE Convergence Acquisition Corp
ACEVU
$220K 0.05%
+21,462
New +$216K
7 8
9
10 11

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.