VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+3.01%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$383M
AUM Growth
+$383M
Cap. Flow
+$14.3M
Cap. Flow %
3.73%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$6.53M
2
RSF
RiverNorth Capital and Income Fund
RSF
$5.93M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.64M
4
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$3.47M
5
ULST icon
SPDR SSGA Ultra Short Term Bond ETF
ULST
$3.15M

Top Sells

1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$2.11M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.97M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$1.89M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$1.8M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.77M

Sector Composition

1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SYY icon
201
Sysco
SYY
$38.8B
$240K 0.06%
+3,395
New +$240K
FITB icon
202
Fifth Third Bancorp
FITB
$30.2B
$233K 0.06%
8,360
+19
+0.2% +$530
AXP icon
203
American Express
AXP
$225B
$233K 0.06%
+1,891
New +$233K
XLE icon
204
Energy Select Sector SPDR Fund
XLE
$27.1B
$228K 0.06%
3,583
-1,510
-30% -$96.1K
GILD icon
205
Gilead Sciences
GILD
$140B
$228K 0.06%
+3,369
New +$228K
KRE icon
206
SPDR S&P Regional Banking ETF
KRE
$3.97B
$226K 0.06%
4,230
-1,265
-23% -$67.6K
AL icon
207
Air Lease Corp
AL
$7.13B
$224K 0.06%
5,410
-11,350
-68% -$470K
VIG icon
208
Vanguard Dividend Appreciation ETF
VIG
$95.1B
$222K 0.06%
1,932
+2
+0.1% +$230
NVS icon
209
Novartis
NVS
$248B
$221K 0.06%
+2,420
New +$221K
LDUR icon
210
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
$220K 0.06%
2,195
-2,440
-53% -$245K
SH icon
211
ProShares Short S&P500
SH
$1.25B
$216K 0.06%
+8,107
New +$216K
ESI icon
212
Element Solutions
ESI
$6.07B
$216K 0.06%
20,920
-16,695
-44% -$172K
VLO icon
213
Valero Energy
VLO
$48.3B
$214K 0.06%
2,503
+10
+0.4% +$855
CLX icon
214
Clorox
CLX
$15B
$212K 0.06%
1,387
+3
+0.2% +$459
TGT icon
215
Target
TGT
$42B
$209K 0.05%
+2,415
New +$209K
ITW icon
216
Illinois Tool Works
ITW
$76.2B
$209K 0.05%
+1,391
New +$209K
ENB icon
217
Enbridge
ENB
$105B
$208K 0.05%
5,754
– –
DD icon
218
DuPont de Nemours
DD
$31.6B
$208K 0.05%
2,768
-3,967
-59% -$42.8K
SLB icon
219
Schlumberger
SLB
$52.2B
$205K 0.05%
5,175
-4,651
-47% -$184K
IP icon
220
International Paper
IP
$25.4B
$205K 0.05%
4,741
+262
+6% +$11.3K
MCA
221
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$201K 0.05%
14,120
+1,337
+10% +$19K
CEV
222
Eaton Vance California Municipal Income Trust
CEV
$66.7M
$183K 0.05%
14,792
+1,508
+11% +$18.7K
GE icon
223
GE Aerospace
GE
$293B
$170K 0.04%
16,193
-5,589
-26% -$58.7K
DNP icon
224
DNP Select Income Fund
DNP
$3.67B
$123K 0.03%
10,400
– –
CEN
225
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$114K 0.03%
14,500
+1,500
+12% +$11.8K
7 8
9
10 11