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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
201
Sysco
SYY
$40.8B
$240K 0.06%
+3,395
New +$242K
AXP icon
202
American Express
AXP
$227B
$233K 0.06%
+1,891
New +$222K
FITB
203
Fifth Third Bancorp
FITB
$51.2B
$233K 0.06%
8,360
+19
+0.2% +$521
GILD icon
204
Gilead Sciences
GILD
$162B
$228K 0.06%
+3,369
New +$222K
XLE icon
205
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$228K 0.06%
7,166
-3,020
-30% -$96.7K
KRE icon
206
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$226K 0.06%
4,230
-1,265
-23% -$67.6K
AL
207
DELISTED
Air Lease Corp
AL
$224K 0.06%
5,410
-11,350
-68% -$433K
VIG icon
208
Vanguard Dividend Appreciation ETF
VIG
$111B
$222K 0.06%
1,932
+2
+0.1% +$224
NVS icon
209
Novartis
NVS
$297B
$221K 0.06%
+2,420
New +$205K
LDUR icon
210
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$220K 0.06%
2,195
-2,440
-53% -$244K
ESI icon
211
Element Solutions
ESI
$8.95B
$216K 0.06%
20,920
-16,695
-44% -$176K
SH icon
212
ProShares Short S&P500
SH
$907M
$216K 0.06%
+2,027
New +$221K
VLO icon
213
Valero Energy
VLO
$90.1B
$214K 0.06%
2,503
+10
+0.4% +$826
CLX icon
214
Clorox
CLX
$11.6B
$212K 0.06%
1,387
+3
+0.2% +$458
ITW icon
215
Illinois Tool Works
ITW
$82.6B
$209K 0.05%
+1,391
New +$210K
TGT icon
216
Target
TGT
$65.6B
$209K 0.05%
+2,415
New +$195K
DD icon
217
DuPont de Nemours
DD
$18.5B
$208K 0.05%
2,205
-455
-17% -$54.3K
ENB icon
218
Enbridge
ENB
$119B
$208K 0.05%
5,754
– –
IP icon
219
International Paper
IP
$21.6B
$205K 0.05%
5,006
+276
+6% +$11.7K
SLB icon
220
SLB Ltd
SLB
$73.6B
$205K 0.05%
5,175
-4,651
-47% -$188K
MCA
221
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$201K 0.05%
14,120
+1,337
+10% +$18.6K
CEV
222
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$183K 0.05%
14,792
+1,508
+11% +$18.4K
GE icon
223
GE Aerospace
GE
$374B
$170K 0.04%
3,249
-1,121
-26% -$55.2K
DNP icon
224
DNP Select Income Fund
DNP
$4.05B
$123K 0.03%
10,400
– –
CEN
225
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$114K 0.03%
1,450
+150
+12% +$12.4K
7 8
9
10 11

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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.