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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$6.38M
Cap. Flow
-$17.5M
Cap. Flow %
-5.39%
Top 10 Hldgs %
29.16%
Holding
213
New
10
Increased
84
Reduced
65
Closed
13

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.71M
2
MVT
BlackRock MuniVest Fund II
MVT
+$824K
3
PML
PIMCO Municipal Income Fund II
PML
+$681K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$511K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$409K

Top Sells

Rank Stock Value
1
AOMR
Angel Oak Mortgage REIT
AOMR
+$8.83M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.84M
3
PPT
Franklin Premier Income Trust
PPT
+$1.83M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.68M
5
DVY icon
iShares Select Dividend ETF
DVY
+$1.11M

Sector Composition

Rank Sector Weight
1 Technology 6.4%
2 Consumer Discretionary 3.47%
3 Healthcare 3.1%
4 Real Estate 2.89%
5 Financials 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
176
iShares Core International Aggregate Bond Fund
IAGG
$11B
$223K 0.07%
4,523
-1,186
-21% -$58.1K
VUG icon
177
Vanguard Morningstar Growth ETF
VUG
$230B
$215K 0.07%
4,560
-300
-6% -$13K
MUB icon
178
iShares National Muni Bond ETF
MUB
$45.4B
$215K 0.07%
2,013
-7
-0.3% -$748
FLAX icon
179
Franklin FTSE Asia ex Japan ETF
FLAX
$57.3M
$214K 0.07%
10,172
– –
EZU icon
180
iShare MSCI Eurozone ETF
EZU
$9.84B
$213K 0.07%
+4,651
New +$212K
BAC icon
181
Bank of America
BAC
$442B
$212K 0.07%
7,404
+381
+5% +$10.9K
FDX icon
182
FedEx
FDX
$73.5B
$210K 0.06%
+847
New +$194K
GDX icon
183
VanEck Gold Miners ETF
GDX
$25.5B
$209K 0.06%
6,931
– –
SCHC icon
184
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$206K 0.06%
6,108
-87
-1% -$2.94K
QQQX icon
185
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$202K 0.06%
+8,103
New +$197K
TRI icon
186
Thomson Reuters
TRI
$43B
$201K 0.06%
1,464
– –
PH icon
187
Parker-Hannifin
PH
$126B
$200K 0.06%
+513
New +$174K
NEA icon
188
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$187K 0.06%
17,122
+1,525
+10% +$16.7K
MYI icon
189
BlackRock MuniYield Quality Fund III
MYI
$717M
$172K 0.05%
15,701
– –
PAAS icon
190
Pan American Silver
PAAS
$20.3B
$163K 0.05%
+11,186
New +$185K
NAD icon
191
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$161K 0.05%
14,255
+1,325
+10% +$14.9K
LYFT icon
192
Lyft
LYFT
$6.26B
$155K 0.05%
16,120
– –
SOFI icon
193
SoFi Technologies
SOFI
$23.5B
$132K 0.04%
15,788
– –
DSL
194
DoubleLine Income Solutions Fund
DSL
$1.22B
$120K 0.04%
10,100
– –
URGN icon
195
UroGen Pharma
URGN
$2.26B
$119K 0.04%
+11,500
New +$127K
KYN icon
196
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$104K 0.03%
12,730
– –
JRO
197
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$78K 0.02%
+10,000
New +$77.7K
INDP icon
198
Indaptus Therapeutics
INDP
$177M
$45.8K 0.01%
857
– –
VVR icon
199
Invesco Senior Income Trust
VVR
$459M
$40.8K 0.01%
10,607
– –
GALT icon
200
Galectin Therapeutics
GALT
$203M
$27.7K 0.01%
19,261
– –
5 6 7
8
9

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Vivaldi Capital Management held 213 positions worth $324M, down 1.9% from $331M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Vivaldi Capital Management withdrew a net $17.5M in Q2 2023, closing 13 positions and reducing 65 holdings. Its most notable exit was Franklin Premier Income Trust, an estimated $1.83M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 5.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in Progressive worth $262K.

  • Vivaldi Capital Management's largest Q2 2023 buy was Progressive: 1,982 shares worth $262K.
  • Vivaldi Capital Management added most to iShares Core S&P Total US Stock Market ETF in Q2 2023, an estimated $1.71M increase.
  • Vivaldi Capital Management's biggest Q2 2023 reduction was Angel Oak Mortgage REIT, cutting an estimated $8.83M.
  • Vivaldi Capital Management fully exited Franklin Premier Income Trust in Q2 2023, selling an estimated $1.83M.
  • Vivaldi Capital Management's ten largest holdings make up 29% of its $324M portfolio in Q2 2023.
  • Vivaldi Capital Management opened 10 new positions and closed 13 in Q2 2023.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $324M.

Based on Vivaldi Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.