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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
176
Nike
NKE
$61.9B
$307K 0.08%
2,455
+49
+2% +$4.93K
CMCSA icon
177
Comcast
CMCSA
$90B
$304K 0.08%
8,088
+423
+6% +$14K
BAC icon
178
Bank of America
BAC
$442B
$304K 0.08%
8,956
+184
+2% +$6.34K
HOOD icon
179
Robinhood
HOOD
$83.9B
$301K 0.07%
35,185
– –
META icon
180
Meta Platforms (Facebook)
META
$1.51T
$293K 0.07%
2,264
-263
-10% -$30.9K
GRID
181
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$292K 0.07%
3,234
– –
DFUV icon
182
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$291K 0.07%
8,531
+13
+0.2% +$432
COST icon
183
Costco
COST
$420B
$290K 0.07%
606
+1
+0.2% +$489
IAGG icon
184
iShares Core International Aggregate Bond Fund
IAGG
$11B
$288K 0.07%
5,988
-26
-0.4% -$1.27K
CAG icon
185
Conagra Brands
CAG
$7.23B
$285K 0.07%
7,043
+57
+0.8% +$2.07K
SHV icon
186
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$282K 0.07%
+2,568
New +$282K
SCHZ icon
187
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$278K 0.07%
11,946
-864
-7% -$19.7K
BNY
188
Bank of New York Mellon
BNY
$107B
$276K 0.07%
5,727
-25
-0.4% -$1.07K
THS
189
DELISTED
Treehouse Foods
THS
$274K 0.07%
5,500
– –
BKNG icon
190
Booking.com
BKNG
$161B
$272K 0.07%
3,075
+25
+0.8% +$1.9K
VHT icon
191
Vanguard Health Care ETF
VHT
$18.6B
$270K 0.07%
1,107
+138
+14% +$33.5K
HYG icon
192
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$269K 0.07%
3,546
– –
ROBO icon
193
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$268K 0.07%
5,485
+504
+10% +$23K
IRT icon
194
Independence Realty Trust
IRT
$4.07B
$266K 0.07%
16,160
– –
CMI icon
195
Cummins
CMI
$88.7B
$264K 0.07%
1,082
+12
+1% +$2.85K
DFSV
196
Dimensional US Small Cap Value ETF
DFSV
$8.34B
$263K 0.07%
+10,262
New +$254K
NKX icon
197
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$262K 0.07%
20,421
+6
+0% +$70
IWS icon
198
iShares Russell Mid-Cap Value ETF
IWS
$16B
$262K 0.06%
+2,414
New +$253K
DFAT icon
199
Dimensional US Targeted Value ETF
DFAT
$14.7B
$260K 0.06%
5,754
+15
+0.3% +$659
MUB icon
200
iShares National Muni Bond ETF
MUB
$45.5B
$258K 0.06%
2,410
– –
6 7
8
9 10

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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.