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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$422B
$266K 0.06%
3,053
+11
+0.4% +$1.03K
ECL icon
177
Ecolab
ECL
$80B
$256K 0.06%
1,092
+2
+0.2% +$452
QQQX icon
178
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$248K 0.06%
8,103
– –
JNK icon
179
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$243K 0.06%
2,234
-274
-11% -$29.7K
PFF icon
180
iShares Preferred and Income Securities ETF
PFF
$13.2B
$242K 0.06%
+6,141
New +$239K
CAG icon
181
Conagra Brands
CAG
$7.14B
$236K 0.05%
6,920
– –
FLOT icon
182
iShares Floating Rate Bond ETF
FLOT
$10.3B
$236K 0.05%
4,651
– –
VUG icon
183
Vanguard Morningstar Growth ETF
VUG
$232B
$234K 0.05%
4,380
-1,416
-24% -$73.8K
KRE icon
184
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$233K 0.05%
3,285
– –
CMI icon
185
Cummins
CMI
$88.3B
$230K 0.05%
1,055
– –
VCIT icon
186
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$229K 0.05%
2,470
– –
DALT
187
DELISTED
Anfield Diversified Alternatives ETF
DALT
$228K 0.05%
21,808
– –
CEF icon
188
Sprott Physical Gold and Silver Trust
CEF
$8.04B
$225K 0.05%
12,677
-2,435
-16% -$43.2K
DEO icon
189
Diageo
DEO
$53.6B
$224K 0.05%
+1,016
New +$208K
THS
190
DELISTED
Treehouse Foods
THS
$223K 0.05%
5,500
– –
FDX icon
191
FedEx
FDX
$74.9B
$221K 0.05%
+854
New +$205K
EMR icon
192
Emerson Electric
EMR
$88.3B
$216K 0.05%
2,324
+6
+0.3% +$565
DXJ icon
193
WisdomTree Japan Hedged Equity Fund
DXJ
$7.38B
$215K 0.05%
3,436
– –
PPLI
194
People Inc
PPLI
$3.19B
$215K 0.05%
2,006
– –
IWB icon
195
iShares Russell 1000 ETF
IWB
$50B
$210K 0.05%
+794
New +$204K
AXP icon
196
American Express
AXP
$230B
$208K 0.05%
1,270
+4
+0.3% +$682
NAD icon
197
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$208K 0.05%
12,930
– –
BDX icon
198
Becton Dickinson
BDX
$48.2B
$204K 0.05%
+833
New +$200K
ITW icon
199
Illinois Tool Works
ITW
$84.8B
$204K 0.05%
+826
New +$192K
GDXJ icon
200
VanEck Junior Gold Miners ETF
GDXJ
$8.4B
$203K 0.05%
+4,835
New +$207K
6 7
8
9 10

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.