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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
176
iShares Floating Rate Bond ETF
FLOT
$10.3B
$336K 0.07%
6,618
-15,711
-70% -$798K
ROBO icon
177
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$331K 0.07%
4,978
– –
SCHC icon
178
Schwab International Small-Cap Equity ETF
SCHC
$5.56B
$331K 0.07%
7,710
-71
-0.9% -$2.96K
SOFI icon
179
SoFi Technologies
SOFI
$24.1B
$328K 0.07%
+21,859
New +$405K
UNP icon
180
Union Pacific
UNP
$173B
$327K 0.07%
1,437
-40
-3% -$8.91K
FNDE icon
181
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.82B
$325K 0.07%
10,222
-610
-6% -$19.4K
RPM icon
182
RPM International
RPM
$14.2B
$325K 0.07%
3,730
+130
+4% +$12.1K
GRID
183
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$321K 0.06%
+3,234
New +$289K
BMY icon
184
Bristol-Myers Squibb
BMY
$134B
$319K 0.06%
4,724
-240
-5% -$15.6K
BNY
185
Bank of New York Mellon
BNY
$106B
$309K 0.06%
5,729
-29
-0.5% -$1.45K
CLDR
186
DELISTED
Cloudera, Inc.
CLDR
$308K 0.06%
+19,443
New +$264K
ALUS
187
DELISTED
Alussa Energy Acquisition Corp
ALUS
$306K 0.06%
+30,308
New +$303K
SAII
188
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$299K 0.06%
+30,000
New +$300K
VUG icon
189
Vanguard Morningstar Growth ETF
VUG
$230B
$289K 0.06%
5,796
-330
-5% -$15K
BR icon
190
Broadridge
BR
$19.5B
$285K 0.06%
1,636
-6
-0.4% -$959
CAI
191
DELISTED
CAI International, Inc.
CAI
$279K 0.06%
+4,987
New +$221K
BND icon
192
Vanguard Total Bond Market
BND
$158B
$276K 0.06%
3,193
+589
+23% +$50.2K
THS
193
DELISTED
Treehouse Foods
THS
$276K 0.06%
7,200
– –
VSS icon
194
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$276K 0.06%
1,991
-942
-32% -$127K
ORCL icon
195
Oracle
ORCL
$420B
$275K 0.06%
3,042
-87
-3% -$6.81K
JNK icon
196
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$274K 0.06%
2,508
-234
-9% -$25.5K
OMCL icon
197
Omnicell
OMCL
$1.71B
$272K 0.05%
1,800
– –
DDOG icon
198
Datadog
DDOG
$103B
$271K 0.05%
+2,000
New +$181K
ICLN icon
199
iShares Global Clean Energy ETF
ICLN
$2.41B
$270K 0.05%
11,968
+2,431
+25% +$55.5K
NAV
200
DELISTED
Navistar International
NAV
$269K 0.05%
+6,052
New +$268K
6 7
8
9 10

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.