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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
176
Berkshire Hathaway Class A
BRK.A
$1.12T
$342K 0.08%
1
– –
BAC icon
177
Bank of America
BAC
$442B
$340K 0.08%
12,597
-115
-0.9% -$2.86K
CEF icon
178
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$340K 0.08%
18,092
-1,191
-6% -$22.9K
FDX icon
179
FedEx
FDX
$75.4B
$339K 0.08%
1,248
– –
PPLI
180
People Inc
PPLI
$3.1B
$336K 0.07%
+4,546
New +$312K
VSS icon
181
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$330K 0.07%
2,933
-32
-1% -$3.33K
UNP icon
182
Union Pacific
UNP
$174B
$329K 0.07%
1,616
-283
-15% -$52.6K
RST
183
DELISTED
ROSETTA STONE INC
RST
$328K 0.07%
+10,953
New +$284K
BSV icon
184
Vanguard Short-Term Bond ETF
BSV
$44.6B
$327K 0.07%
3,956
+1,305
+49% +$108K
RPM icon
185
RPM International
RPM
$15B
$324K 0.07%
3,600
– –
NKE icon
186
Nike
NKE
$61.9B
$320K 0.07%
2,496
-222
-8% -$23.8K
SCPE
187
DELISTED
SC Health Corporation
SCPE
$319K 0.07%
31,604
– –
IXUS icon
188
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$312K 0.07%
4,932
– –
VCIT icon
189
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$309K 0.07%
3,210
-26
-0.8% -$2.5K
SCZ icon
190
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$305K 0.07%
4,842
-245
-5% -$14K
FNDE icon
191
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$303K 0.07%
11,545
-1,855
-14% -$45.7K
IDV icon
192
iShares International Select Dividend ETF
IDV
$8.51B
$298K 0.07%
10,838
-143
-1% -$3.71K
FPE icon
193
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$296K 0.07%
15,000
– –
LLY icon
194
Eli Lilly
LLY
$1.06T
$295K 0.07%
2,072
-539
-21% -$83.4K
XLV icon
195
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$295K 0.07%
2,627
-496
-16% -$52.2K
JNK icon
196
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$292K 0.06%
2,742
-433
-14% -$45.3K
CLX icon
197
Clorox
CLX
$12.7B
$289K 0.06%
1,392
– –
MNTA
198
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$288K 0.06%
+5,489
New +$227K
THS
199
DELISTED
Treehouse Foods
THS
$281K 0.06%
7,200
– –
AMLP icon
200
Alerian MLP ETF
AMLP
$12.8B
$280K 0.06%
12,188
– –
6 7
8
9 10

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.