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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
176
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$202K 0.09%
+4,201
New +$200K
CBRE icon
177
CBRE Group
CBRE
$43B
$201K 0.09%
+5,026
New +$208K
FPE icon
178
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$180K 0.08%
+10,000
New +$185K
AKP
179
DELISTED
Alliance Californa Muni Fd
AKP
$168K 0.07%
12,246
-1,765
-13% -$23.5K
ACR
180
ACRES Commercial Realty
ACR
$112M
$160K 0.07%
5,329
-273
-5% -$8.89K
CEV
181
Eaton Vance California Municipal Income Trust
CEV
$70.8M
$147K 0.06%
13,263
-1,925
-13% -$21.1K
EXD
182
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$141K 0.06%
16,520
-1,071
-6% -$9.23K
ESI icon
183
Element Solutions
ESI
$9.18B
$139K 0.06%
+13,470
New +$148K
PACB icon
184
Pacific Biosciences
PACB
$441M
$121K 0.05%
+16,343
New +$104K
PBPB
185
DELISTED
Potbelly
PBPB
$121K 0.05%
15,034
+193
+1% +$2.07K
HMHC
186
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$119K 0.05%
13,455
-609
-4% -$4.81K
DNP icon
187
DNP Select Income Fund
DNP
$4.06B
$108K 0.05%
+10,400
New +$114K
CEN
188
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$89K 0.04%
+1,300
New +$108K
GE icon
189
GE Aerospace
GE
$383B
$86K 0.04%
2,359
-3,784
-62% -$171K
MUX icon
190
McEwen Inc
MUX
$1.07B
$18K 0.01%
+1,000
New +$19.3K
NAK
191
Northern Dynasty Minerals
NAK
$818M
$6K ﹤0.01%
+10,000
New +$6K
CRSP icon
192
CRISPR Therapeutics
CRSP
$4.88B
– –
-5,006
Closed -$222K
DELL icon
193
Dell
DELL
$277B
– –
-8,277
Closed -$226K
DSI icon
194
iShares MSCI KLD 400 Social ETF
DSI
$5.43B
– –
-6,014
Closed -$321K
EB
195
DELISTED
Eventbrite
EB
– –
-6,750
Closed -$256K
EDIT icon
196
Editas Medicine
EDIT
$407M
– –
-10,570
Closed -$336K
GILD icon
197
Gilead Sciences
GILD
$163B
– –
-2,826
Closed -$218K
IWB icon
198
iShares Russell 1000 ETF
IWB
$49B
– –
-1,314
Closed -$212K
NVDA icon
199
NVIDIA
NVDA
$5.01T
– –
-81,600
Closed -$573K
PM icon
200
Philip Morris
PM
$292B
– –
-2,550
Closed -$208K
5 6 7
8
9

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.