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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.4%
3 Consumer Discretionary 3.27%
4 Real Estate 2.85%
5 Financials 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
151
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$287K 0.09%
2,594
-12
-0.5% -$1.32K
XLV icon
152
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$285K 0.09%
2,216
+148
+7% +$19.6K
DIS icon
153
Walt Disney
DIS
$181B
$279K 0.09%
3,438
+138
+4% +$11.8K
MUC icon
154
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$277K 0.09%
28,971
+19
+0.1% +$199
MOAT icon
155
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$272K 0.09%
3,588
– –
HYG icon
156
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$261K 0.09%
3,546
– –
XLI icon
157
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$260K 0.09%
2,569
+357
+16% +$38.2K
DNOV icon
158
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$260K 0.08%
7,315
– –
RPM icon
159
RPM International
RPM
$15B
$259K 0.08%
2,736
+6
+0.2% +$585
SCHZ icon
160
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$255K 0.08%
11,510
+118
+1% +$2.67K
CMI icon
161
Cummins
CMI
$88.7B
$251K 0.08%
1,099
+14
+1% +$3.38K
ESGU icon
162
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$249K 0.08%
2,647
– –
BNY
163
Bank of New York Mellon
BNY
$107B
$248K 0.08%
5,823
+96
+2% +$4.28K
ACN icon
164
Accenture
ACN
$108B
$245K 0.08%
797
+65
+9% +$20.5K
NFLX icon
165
Netflix
NFLX
$309B
$243K 0.08%
6,440
-80
-1% -$3.39K
THS
166
DELISTED
Treehouse Foods
THS
$240K 0.08%
5,500
– –
AAXJ icon
167
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$231K 0.08%
3,639
-717
-16% -$47.6K
URGN icon
168
UroGen Pharma
URGN
$2.29B
$231K 0.08%
16,461
+4,961
+43% +$79.6K
SCZ icon
169
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$228K 0.07%
4,046
-55
-1% -$3.25K
IRT icon
170
Independence Realty Trust
IRT
$4.07B
$227K 0.07%
16,160
– –
DE icon
171
Deere & Co
DE
$168B
$220K 0.07%
583
+25
+4% +$10.3K
BAC icon
172
Bank of America
BAC
$442B
$219K 0.07%
8,001
+597
+8% +$17.7K
ERTH icon
173
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$216K 0.07%
4,887
+2
+0% +$97
ARKG icon
174
ARK Genomic Revolution ETF
ARKG
$1.73B
$216K 0.07%
7,740
+911
+13% +$29.8K
MUB icon
175
iShares National Muni Bond ETF
MUB
$45.5B
$216K 0.07%
2,102
+89
+4% +$9.39K
5 6
7
8 9

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TFHU
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Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.