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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBO icon
151
ROBO Global Robotics & Automation Index ETF
ROBO
$2.07B
$349K 0.08%
4,981
+3
+0.1% +$205
ERTH icon
152
Invesco MSCI Sustainable Future ETF
ERTH
$135M
$348K 0.08%
5,224
– –
QQQ icon
153
Invesco QQQ Trust
QQQ
$479B
$342K 0.08%
+860
New +$332K
GRID
154
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12B
$332K 0.08%
3,234
– –
BNY
155
Bank of New York Mellon
BNY
$108B
$331K 0.08%
5,701
-28
-0.5% -$1.61K
OMCL icon
156
Omnicell
OMCL
$1.65B
$325K 0.08%
1,800
– –
MO icon
157
Altria Group
MO
$113B
$323K 0.07%
+6,815
New +$312K
PYPL icon
158
PayPal
PYPL
$51.1B
$320K 0.07%
1,696
+1
+0.1% +$216
HOOD icon
159
Robinhood
HOOD
$81.6B
$308K 0.07%
+17,336
New +$533K
IDV icon
160
iShares International Select Dividend ETF
IDV
$8.48B
$305K 0.07%
9,796
-620
-6% -$19.2K
BR icon
161
Broadridge
BR
$18.8B
$299K 0.07%
1,638
+2
+0.1% +$352
PBW icon
162
Invesco WilderHill Clean Energy ETF
PBW
$414M
$298K 0.07%
4,168
– –
FNDE icon
163
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$297K 0.07%
9,597
-565
-6% -$18.1K
SCZ icon
164
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$296K 0.07%
4,046
– –
BMY icon
165
Bristol-Myers Squibb
BMY
$131B
$295K 0.07%
4,739
+15
+0.3% +$880
ESGU icon
166
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$286K 0.07%
2,647
-2,261
-46% -$237K
CVX icon
167
Chevron
CVX
$371B
$285K 0.07%
2,426
+80
+3% +$9.09K
MUB icon
168
iShares National Muni Bond ETF
MUB
$45.3B
$283K 0.07%
2,438
-1,734
-42% -$201K
RPM icon
169
RPM International
RPM
$14.8B
$276K 0.06%
2,730
– –
PAYX icon
170
Paychex
PAYX
$42.7B
$273K 0.06%
2,002
+2
+0.1% +$247
BKNG icon
171
Booking.com
BKNG
$156B
$269K 0.06%
2,800
– –
SCHC icon
172
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$268K 0.06%
6,558
-668
-9% -$27.9K
SOFI icon
173
SoFi Technologies
SOFI
$23.4B
$267K 0.06%
16,859
-4,000
-19% -$73.4K
VSS icon
174
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$267K 0.06%
1,991
– –
COST icon
175
Costco
COST
$421B
$266K 0.06%
469
-14
-3% -$7.17K
5 6
7
8 9

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PPW
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TFHU
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.