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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
151
Berkshire Hathaway Class A
BRK.A
$1.12T
$411K 0.09%
1
– –
NVDA icon
152
NVIDIA
NVDA
$5.37T
$410K 0.09%
19,780
-59,340
-75% -$1.23M
IAGG icon
153
iShares Core International Aggregate Bond Fund
IAGG
$11B
$409K 0.09%
7,441
– –
WTW icon
154
Willis Towers Watson
WTW
$31.5B
$405K 0.09%
1,744
– –
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$399K 0.09%
7,300
– –
BN icon
156
Brookfield
BN
$109B
$389K 0.08%
13,499
– –
HON icon
157
Honeywell
HON
$76.5B
$387K 0.08%
1,933
– –
PRU icon
158
Prudential Financial
PRU
$41.7B
$383K 0.08%
3,639
– –
MA icon
159
Mastercard
MA
$499B
$381K 0.08%
1,095
+23
+2% +$8.36K
NKE icon
160
Nike
NKE
$62.5B
$351K 0.08%
2,414
+63
+3% +$10.3K
FDEC icon
161
FT Vest US Equity Buffer ETF December
FDEC
$1.34B
$348K 0.08%
10,398
– –
BAC icon
162
Bank of America
BAC
$438B
$343K 0.07%
8,086
– –
MSI icon
163
Motorola Solutions
MSI
$77.9B
$338K 0.07%
1,454
– –
BLK icon
164
Blackrock
BLK
$177B
$336K 0.07%
401
-5
-1% -$4.48K
ERTH icon
165
Invesco MSCI Sustainable Future ETF
ERTH
$137M
$331K 0.07%
5,224
-146
-3% -$9.66K
SOFI icon
166
SoFi Technologies
SOFI
$23.6B
$331K 0.07%
20,859
-1,000
-5% -$15.7K
FNDE icon
167
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.83B
$328K 0.07%
10,162
-60
-0.6% -$1.91K
WMT icon
168
Walmart Inc
WMT
$884B
$326K 0.07%
7,017
– –
PBW icon
169
Invesco WilderHill Clean Energy ETF
PBW
$425M
$322K 0.07%
4,168
– –
ROBO icon
170
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$321K 0.07%
4,978
– –
IDV icon
171
iShares International Select Dividend ETF
IDV
$8.51B
$317K 0.07%
10,416
– –
ISPO
172
DELISTED
Inspirato
ISPO
$308K 0.07%
+1,525
New +$307K
GIG
173
DELISTED
GigCapital4, Inc. Common stock
GIG
$308K 0.07%
+31,258
New +$307K
SCZ icon
174
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.8B
$301K 0.07%
4,046
-416
-9% -$31.7K
GRID
175
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.2B
$300K 0.07%
3,234
– –
5 6
7
8 9

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.