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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
151
iShares Core International Aggregate Bond Fund
IAGG
$11B
$415K 0.09%
7,441
– –
TGT icon
152
Target
TGT
$68B
$406K 0.09%
2,495
-67
-3% -$9.19K
MNTS icon
153
Momentus
MNTS
$92.7M
$405K 0.09%
+3
New +$373K
BMY icon
154
Bristol-Myers Squibb
BMY
$132B
$404K 0.09%
6,344
-131
-2% -$7.88K
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$401K 0.09%
7,300
– –
MA icon
156
Mastercard
MA
$493B
$400K 0.09%
1,194
-136
-10% -$44.2K
LOTZ
157
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$395K 0.09%
38,625
-10,100
-21% -$104K
ASTS icon
158
AST SpaceMobile
ASTS
$21.5B
$392K 0.09%
38,961
+5,000
+15% +$50.7K
IIPR icon
159
Innovative Industrial Properties
IIPR
$1.72B
$392K 0.09%
2,571
+221
+9% +$24.7K
TXN icon
160
Texas Instruments
TXN
$261B
$385K 0.09%
2,459
-583
-19% -$79.2K
VOOG icon
161
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$385K 0.09%
10,500
– –
CBRE icon
162
CBRE Group
CBRE
$42.9B
$379K 0.08%
6,562
– –
MS icon
163
Morgan Stanley
MS
$340B
$379K 0.08%
6,702
-107
-2% -$5.39K
USB icon
164
US Bancorp
USB
$99.6B
$376K 0.08%
8,693
+55
+0.6% +$2.01K
ERESU
165
DELISTED
East Resources Acquisition Company Unit
ERESU
$370K 0.08%
+36,682
New +$367K
MLACU
166
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
$366K 0.08%
+36,800
New +$366K
XOM icon
167
ExxonMobil
XOM
$634B
$364K 0.08%
10,091
-689
-6% -$28.2K
IMMU
168
DELISTED
Immunomedics Inc
IMMU
$364K 0.08%
+4,280
New +$216K
AIMT
169
DELISTED
Aimmune Therapeutics
AIMT
$364K 0.08%
+10,556
New +$225K
WTW icon
170
Willis Towers Watson
WTW
$32B
$361K 0.08%
1,747
– –
CVX icon
171
Chevron
CVX
$366B
$355K 0.08%
4,281
-24
-0.6% -$2.02K
ASLE icon
172
AerSale
ASLE
$279M
$353K 0.08%
+34,494
New +$355K
BLK icon
173
Blackrock
BLK
$176B
$351K 0.08%
524
-17
-3% -$9.7K
QQQ icon
174
Invesco QQQ Trust
QQQ
$484B
$347K 0.08%
1,194
+1
+0.1% +$271
CAT icon
175
Caterpillar
CAT
$387B
$346K 0.08%
+2,013
New +$283K
5 6
7
8 9

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.