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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
151
DELISTED
Williams Partners L.P.
WPZ
– –
-7,296
Closed -$296K
CAVM
152
DELISTED
Cavium, Inc.
CAVM
– –
-9,761
Closed -$844K
XL
153
DELISTED
XL Group Ltd.
XL
– –
-24,007
Closed -$1.34M
3 4 5 6
7

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.