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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
126
Visa
V
$677B
$603K 0.15%
2,759
+541
+24% +$109K
MYI icon
127
BlackRock MuniYield Quality Fund III
MYI
$721M
$594K 0.15%
52,724
– –
USB icon
128
US Bancorp
USB
$99.6B
$590K 0.15%
12,657
-41
-0.3% -$1.75K
DFIS icon
129
Dimensional International Small Cap ETF
DFIS
$6B
$585K 0.15%
+26,089
New +$535K
EEM icon
130
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$569K 0.14%
14,107
+3,943
+39% +$145K
VTEB icon
131
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$563K 0.14%
+11,208
New +$548K
XLF icon
132
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$545K 0.14%
15,475
+1,509
+11% +$51K
NVDA icon
133
NVIDIA
NVDA
$5.42T
$537K 0.13%
34,360
+11,740
+52% +$172K
AGG icon
134
iShares Core US Aggregate Bond ETF
AGG
$138B
$523K 0.13%
5,264
-1,104
-17% -$107K
APO icon
135
Apollo Global Management
APO
$73.4B
$507K 0.13%
7,769
– –
BIP icon
136
Brookfield Infrastructure Partners
BIP
$18B
$504K 0.13%
15,000
– –
DIS icon
137
Walt Disney
DIS
$181B
$492K 0.12%
5,187
-2,471
-32% -$236K
NTRS icon
138
Northern Trust
NTRS
$33.9B
$490K 0.12%
5,206
+2
+0% +$175
GE icon
139
GE Aerospace
GE
$384B
$490K 0.12%
10,831
-4,647
-30% -$228K
CME icon
140
CME Group
CME
$94.8B
$490K 0.12%
2,787
+10
+0.4% +$1.74K
VBR icon
141
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$484K 0.12%
2,973
+1
+0% +$159
BRK.A icon
142
Berkshire Hathaway Class A
BRK.A
$1.12T
$478K 0.12%
1
– –
NEE icon
143
NextEra Energy
NEE
$177B
$477K 0.12%
5,676
+45
+0.8% +$3.63K
AMGN icon
144
Amgen
AMGN
$222B
$472K 0.12%
1,747
+14
+0.8% +$3.75K
MSI icon
145
Motorola Solutions
MSI
$77.4B
$471K 0.12%
1,809
+351
+24% +$87.7K
NBW
146
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$464K 0.12%
40,789
+36
+0.1% +$384
MA icon
147
Mastercard
MA
$493B
$460K 0.11%
1,240
+45
+4% +$14.8K
VOOG icon
148
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$454K 0.11%
12,900
+1,500
+13% +$54.2K
WTW icon
149
Willis Towers Watson
WTW
$32B
$452K 0.11%
1,771
+16
+0.9% +$3.66K
MS icon
150
Morgan Stanley
MS
$340B
$428K 0.11%
4,881
+35
+0.7% +$2.98K
4 5
6
7 8

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.