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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDN
126
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$461K 0.11%
18,325
-2,022
-10% -$51K
SCHZ icon
127
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$458K 0.11%
16,984
-4,404
-21% -$119K
VPL icon
128
Vanguard FTSE Pacific ETF
VPL
$8.43B
$452K 0.1%
5,791
-224
-4% -$17.9K
BRK.A icon
129
Berkshire Hathaway Class A
BRK.A
$1.12T
$451K 0.1%
1
– –
ARKG icon
130
ARK Genomic Revolution ETF
ARKG
$1.73B
$447K 0.1%
7,297
-17
-0.2% -$1.18K
V icon
131
Visa
V
$677B
$443K 0.1%
2,043
+13
+0.6% +$2.79K
BN icon
132
Brookfield
BN
$108B
$439K 0.1%
13,499
– –
MS icon
133
Morgan Stanley
MS
$340B
$434K 0.1%
4,425
– –
MTCH icon
134
Match Group
MTCH
$8.55B
$421K 0.1%
3,181
– –
WTW icon
135
Willis Towers Watson
WTW
$32B
$414K 0.1%
1,745
+1
+0.1% +$237
MA icon
136
Mastercard
MA
$493B
$412K 0.1%
1,146
+51
+5% +$17.6K
IAGG icon
137
iShares Core International Aggregate Bond Fund
IAGG
$11B
$406K 0.09%
7,441
– –
NKE icon
138
Nike
NKE
$61.9B
$404K 0.09%
2,423
+9
+0.4% +$1.48K
MSI icon
139
Motorola Solutions
MSI
$77.4B
$395K 0.09%
1,455
+1
+0.1% +$252
PRU icon
140
Prudential Financial
PRU
$41.8B
$394K 0.09%
3,643
+4
+0.1% +$434
IGSB icon
141
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$393K 0.09%
7,300
– –
CMCSA icon
142
Comcast
CMCSA
$90B
$387K 0.09%
7,697
+325
+4% +$16.9K
HON icon
143
Honeywell
HON
$78B
$380K 0.09%
1,935
+2
+0.1% +$404
XLV icon
144
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$375K 0.09%
2,665
+333
+14% +$44.2K
BLK icon
145
Blackrock
BLK
$176B
$368K 0.09%
402
+1
+0.2% +$913
UNP icon
146
Union Pacific
UNP
$174B
$363K 0.08%
1,440
+3
+0.2% +$711
SPYV icon
147
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$362K 0.08%
+8,621
New +$352K
BAC icon
148
Bank of America
BAC
$442B
$361K 0.08%
8,122
+36
+0.4% +$1.64K
DDOG icon
149
Datadog
DDOG
$83.3B
$356K 0.08%
2,000
– –
T icon
150
AT&T
T
$163B
$350K 0.08%
18,862
-4,353
-19% -$81.4K
4 5
6
7 8

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.