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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
126
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$513K 0.11%
3,029
-147
-5% -$25.2K
CLDR
127
DELISTED
Cloudera, Inc.
CLDR
$506K 0.11%
31,708
+12,265
+63% +$195K
MTCH icon
128
Match Group
MTCH
$8.55B
$499K 0.11%
3,181
– –
HYG icon
129
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$492K 0.11%
5,618
-255
-4% -$22.4K
CBRE icon
130
CBRE Group
CBRE
$42.9B
$487K 0.11%
5,004
– –
EEM icon
131
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$487K 0.11%
9,657
– –
VPL icon
132
Vanguard FTSE Pacific ETF
VPL
$8.43B
$487K 0.11%
6,015
– –
MRK icon
133
Merck
MRK
$318B
$486K 0.11%
6,475
– –
MUB icon
134
iShares National Muni Bond ETF
MUB
$45.5B
$485K 0.11%
4,172
-1,309
-24% -$153K
ESGU icon
135
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$483K 0.1%
4,908
– –
SHM icon
136
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$482K 0.1%
9,750
– –
STMP
137
DELISTED
Stamps.com, Inc.
STMP
$480K 0.1%
+1,455
New +$462K
AMGN icon
138
Amgen
AMGN
$222B
$477K 0.1%
2,244
– –
SHYG icon
139
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$476K 0.1%
10,406
-550
-5% -$25.2K
T icon
140
AT&T
T
$163B
$474K 0.1%
23,215
-118
-0.5% -$2.48K
LLY icon
141
Eli Lilly
LLY
$1.06T
$471K 0.1%
2,039
– –
XEC
142
DELISTED
CIMAREX ENERGY CO
XEC
$470K 0.1%
+5,388
New +$374K
VOOG icon
143
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$467K 0.1%
10,500
– –
ATH
144
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$466K 0.1%
6,762
– –
MCD icon
145
McDonald's
MCD
$195B
$462K 0.1%
1,915
– –
V icon
146
Visa
V
$677B
$452K 0.1%
2,030
– –
PYPL icon
147
PayPal
PYPL
$50.5B
$441K 0.1%
1,695
– –
NEE icon
148
NextEra Energy
NEE
$177B
$435K 0.09%
5,545
– –
MS icon
149
Morgan Stanley
MS
$340B
$431K 0.09%
4,425
– –
CMCSA icon
150
Comcast
CMCSA
$90B
$412K 0.09%
7,372
– –
4 5
6
7 8

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.