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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
126
CME Group
CME
$95.2B
$572K 0.11%
2,764
-21
-0.8% -$4.43K
BIP icon
127
Brookfield Infrastructure Partners
BIP
$18.2B
$566K 0.11%
15,000
– –
VNQ icon
128
Vanguard Real Estate ETF
VNQ
$39.2B
$561K 0.11%
5,253
-1,275
-20% -$126K
VBR icon
129
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$553K 0.11%
3,176
-1,386
-30% -$240K
XOM icon
130
ExxonMobil
XOM
$628B
$545K 0.11%
9,596
-1,725
-15% -$103K
LLY icon
131
Eli Lilly
LLY
$1.04T
$539K 0.11%
2,039
-36
-2% -$7.23K
IBDN
132
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$516K 0.1%
20,359
-748
-4% -$19K
AMGN icon
133
Amgen
AMGN
$220B
$515K 0.1%
2,244
-425
-16% -$105K
HYG icon
134
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$514K 0.1%
5,873
-738
-11% -$64.4K
ESGU icon
135
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$502K 0.1%
4,908
– –
EEM icon
136
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$500K 0.1%
9,657
-1,003
-9% -$54.5K
SHYG icon
137
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$500K 0.1%
10,956
-1,538
-12% -$70.5K
MRK icon
138
Merck
MRK
$317B
$497K 0.1%
6,475
-1,074
-14% -$79.9K
T icon
139
AT&T
T
$158B
$497K 0.1%
23,333
-2,212
-9% -$50.3K
VPL icon
140
Vanguard FTSE Pacific ETF
VPL
$8.37B
$497K 0.1%
6,015
– –
FPE icon
141
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$489K 0.1%
23,680
+1,855
+8% +$37.9K
SHM icon
142
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$484K 0.1%
9,750
– –
VOOG icon
143
Vanguard S&P 500 Growth ETF
VOOG
$27B
$483K 0.1%
10,500
– –
CBRE icon
144
CBRE Group
CBRE
$43.8B
$477K 0.1%
5,004
-25
-0.5% -$2.13K
V icon
145
Visa
V
$688B
$472K 0.09%
2,030
-81
-4% -$18.5K
BPFH
146
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$472K 0.09%
+32,028
New +$469K
PYPL icon
147
PayPal
PYPL
$49.6B
$466K 0.09%
1,695
-1,662
-50% -$439K
NEE icon
148
NextEra Energy
NEE
$179B
$463K 0.09%
5,545
-100
-2% -$7.5K
MS icon
149
Morgan Stanley
MS
$343B
$460K 0.09%
4,425
-301
-6% -$25.8K
MCD icon
150
McDonald's
MCD
$195B
$457K 0.09%
1,915
-82
-4% -$19.1K
4 5
6
7 8

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.