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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
126
Coca-Cola
KO
$375B
$597K 0.13%
11,173
-969
-8% -$46.6K
VNQ icon
127
Vanguard Real Estate ETF
VNQ
$39B
$591K 0.13%
6,924
+1,362
+24% +$109K
T icon
128
AT&T
T
$163B
$578K 0.13%
26,487
-442
-2% -$9.88K
AMGN icon
129
Amgen
AMGN
$222B
$569K 0.13%
2,399
+55
+2% +$13.6K
MRK icon
130
Merck
MRK
$318B
$564K 0.13%
7,284
+3,501
+93% +$274K
MTCH icon
131
Match Group
MTCH
$8.55B
$564K 0.13%
+4,286
New +$454K
V icon
132
Visa
V
$677B
$563K 0.13%
2,677
-226
-8% -$45.1K
WMT icon
133
Walmart Inc
WMT
$890B
$547K 0.12%
10,905
+450
+4% +$20K
MCD icon
134
McDonald's
MCD
$195B
$540K 0.12%
2,531
-43
-2% -$8.83K
IBDN
135
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$540K 0.12%
21,107
-410
-2% -$10.5K
NTRS icon
136
Northern Trust
NTRS
$33.9B
$538K 0.12%
5,926
– –
NOW icon
137
ServiceNow
NOW
$129B
$517K 0.11%
5,085
+15
+0.3% +$1.34K
BIP icon
138
Brookfield Infrastructure Partners
BIP
$18B
$510K 0.11%
15,000
– –
MAPS
139
DELISTED
WM TECHNOLOGY INC A
MAPS
$478K 0.11%
47,168
– –
NGHC
140
DELISTED
National General Holdings Corp
NGHC
$469K 0.1%
+13,890
New +$460K
VBR icon
141
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$461K 0.1%
3,571
+10
+0.3% +$1.12K
VPL icon
142
Vanguard FTSE Pacific ETF
VPL
$8.43B
$459K 0.1%
6,199
-115
-2% -$7.68K
LVOX
143
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$455K 0.1%
+45,295
New +$459K
CMCSA icon
144
Comcast
CMCSA
$90B
$453K 0.1%
9,245
-184
-2% -$8K
IYW icon
145
iShares US Technology ETF
IYW
$25.2B
$450K 0.1%
5,688
+320
+6% +$23.4K
GS icon
146
Goldman Sachs
GS
$303B
$439K 0.1%
2,002
-16
-0.8% -$3.25K
HON icon
147
Honeywell
HON
$78B
$427K 0.09%
2,248
-94
-4% -$14K
PYPL icon
148
PayPal
PYPL
$50.5B
$425K 0.09%
2,252
-269
-11% -$50.7K
EEM icon
149
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$421K 0.09%
8,708
– –
VAR
150
DELISTED
Varian Medical Systems, Inc.
VAR
$417K 0.09%
+2,425
New +$381K
4 5
6
7 8

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.