VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.21%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$122M
AUM Growth
-$12.1M
Cap. Flow
-$12.4M
Cap. Flow %
-10.2%
Top 10 Hldgs %
33.24%
Holding
167
New
21
Increased
61
Reduced
32
Closed
24

Top Buys

1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.81M
2
COL
Rockwell Collins
COL
$1.26M
3
ANDV
Andeavor
ANDV
$1.16M
4
GPT
Gramercy Property Trust
GPT
$1.14M
5
LHO
LaSalle Hotel Properties
LHO
$998K

Top Sells

1
NXPI icon
NXP Semiconductors
NXPI
$6.05M
2
BUFF
Blue Buffalo Pet Products, Inc
BUFF
$2.74M
3
CSRA
CSRA Inc.
CSRA
$2.6M
4
MSCC
Microsemi Corp
MSCC
$2.17M
5
LILA icon
Liberty Latin America Class A
LILA
$2.01M

Sector Composition

1 Technology 4.21%
2 Financials 4.03%
3 Energy 3.57%
4 Real Estate 3.28%
5 Communication Services 2.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EIA
126
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$146K 0.12%
13,598
-1,308
-9% -$14K
NBW
127
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$145K 0.12%
11,563
-1,095
-9% -$13.7K
AGFS
128
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$73K 0.06%
10,470
– –
TOVX icon
129
Theriva Biologics
TOVX
$3.86M
$24K 0.02%
12
– –
BA icon
130
Boeing
BA
$172B
– –
-660
Closed -$216K
BP icon
131
BP
BP
$87B
– –
-10,977
Closed -$414K
DIS icon
132
Walt Disney
DIS
$212B
– –
-2,181
Closed -$219K
GILD icon
133
Gilead Sciences
GILD
$143B
– –
-2,736
Closed -$206K
KDP icon
134
Keurig Dr Pepper
KDP
$39.3B
– –
-11,864
Closed -$1.4M
LILA icon
135
Liberty Latin America Class A
LILA
$1.62B
– –
-47,768
Closed -$2.01M
PM icon
136
Philip Morris
PM
$251B
– –
-2,284
Closed -$227K
QQQ icon
137
Invesco QQQ Trust
QQQ
$367B
– –
-1,890
Closed -$303K
KS
138
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-20,956
Closed -$719K
LAYN
139
DELISTED
Layne Christensen Co
LAYN
– –
-9,755
Closed -$146K
OA
140
DELISTED
Orbital ATK, Inc.
OA
– –
-5,517
Closed -$732K
BGC
141
DELISTED
General Cable Corporation
BGC
– –
-30,284
Closed -$896K
MSCC
142
DELISTED
Microsemi Corp
MSCC
– –
-33,573
Closed -$2.17M
RSO
143
DELISTED
Resource Capital Corp.
RSO
– –
-17,783
Closed -$169K
ACFC
144
DELISTED
Atlantic Coast Financial Corporation
ACFC
– –
-31,018
Closed -$319K
MULE
145
DELISTED
MuleSoft, Inc.
MULE
– –
-45,529
Closed -$2M
APLP
146
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-959
Closed -$12K
BUFF
147
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
– –
-68,891
Closed -$2.74M
CALD
148
DELISTED
Callidus Software, Inc.
CALD
– –
-44,659
Closed -$1.61M
CSRA
149
DELISTED
CSRA Inc.
CSRA
– –
-62,992
Closed -$2.6M
EIV
150
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
– –
-78,039
Closed -$911K
3 4 5
6
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