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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$119M
AUM Growth
+$95.9M
Cap. Flow
+$91.9M
Cap. Flow %
77.12%
Top 10 Hldgs %
39.9%
Holding
147
New
63
Increased
43
Reduced
14
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.86M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.36M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.26M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.31M
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$4.68M

Top Sells

Rank Stock Value
1
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$498K
2
GILD icon
Gilead Sciences
GILD
+$381K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$347K
4
UAL icon
United Airlines
UAL
+$304K
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$183K

Sector Composition

Rank Sector Weight
1 Technology 13.24%
2 Consumer Discretionary 3.59%
3 Financials 2.68%
4 Healthcare 2.49%
5 Communication Services 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
126
Gilead Sciences
GILD
$162B
– –
-4,707
Closed -$381K
UAL icon
127
United Airlines
UAL
$39.4B
– –
-5,000
Closed -$304K
XLV icon
128
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
– –
-4,247
Closed -$347K
2 3 4 5
6

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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Vivaldi Capital Management held 147 positions worth $119M, up 412% from $23.3M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Vivaldi Capital Management deployed $91.9M of net new capital in Q4 2017, opening 63 new positions and adding to 43 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 3.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $183K trimmed.

  • Vivaldi Capital Management's largest Q4 2017 buy was Vanguard Morningstar Total Stock Market ETF: 58,734 shares worth $8.06M.
  • Vivaldi Capital Management added most to Schwab US Large- Cap ETF in Q4 2017, an estimated $748K increase.
  • Vivaldi Capital Management's biggest Q4 2017 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $183K.
  • Vivaldi Capital Management fully exited WisdomTree US MidCap Dividend Fund in Q4 2017, selling an estimated $498K.
  • Vivaldi Capital Management's ten largest holdings make up 40% of its $119M portfolio in Q4 2017.
  • Vivaldi Capital Management opened 63 new positions and closed 5 in Q4 2017.
  • Vivaldi Capital Management's portfolio value rose 412% quarter-over-quarter to $119M.

Based on Vivaldi Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.