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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.4%
3 Consumer Discretionary 3.27%
4 Real Estate 2.85%
5 Financials 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
101
iShares Russell 1000 Value ETF
IWD
$83.7B
$572K 0.19%
3,768
-1,495
-28% -$237K
HD icon
102
Home Depot
HD
$355B
$571K 0.19%
1,891
+91
+5% +$29.3K
LAZR
103
DELISTED
Luminar Technologies
LAZR
$569K 0.19%
8,333
-8,334
-50% -$764K
KO icon
104
Coca-Cola
KO
$375B
$558K 0.18%
9,959
+193
+2% +$11.6K
EVM
105
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$528K 0.17%
64,996
-744
-1% -$6.49K
DJUN icon
106
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$527K 0.17%
+14,929
New +$539K
META icon
107
Meta Platforms (Facebook)
META
$1.51T
$519K 0.17%
1,728
+127
+8% +$38.3K
CME icon
108
CME Group
CME
$94.8B
$491K 0.16%
2,450
-330
-12% -$65.6K
VGT icon
109
Vanguard Information Technology ETF
VGT
$149B
$484K 0.16%
9,336
+1,600
+21% +$87K
ACI icon
110
Albertsons Companies
ACI
$5.83B
$468K 0.15%
20,588
– –
CEV
111
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$468K 0.15%
51,125
-459
-0.9% -$4.49K
COST icon
112
Costco
COST
$420B
$454K 0.15%
804
+37
+5% +$20.4K
CMCSA icon
113
Comcast
CMCSA
$90B
$453K 0.15%
10,226
+455
+5% +$20.3K
VBR icon
114
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$445K 0.15%
2,789
+103
+4% +$17.2K
FNDX icon
115
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$440K 0.14%
23,592
-1,245
-5% -$24.1K
VHT icon
116
Vanguard Health Care ETF
VHT
$18.6B
$433K 0.14%
1,842
+489
+36% +$119K
DHI icon
117
D.R. Horton
DHI
$42.3B
$432K 0.14%
4,018
+17
+0.4% +$2.04K
AMGN icon
118
Amgen
AMGN
$222B
$429K 0.14%
1,595
+6
+0.4% +$1.5K
VEU icon
119
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$421K 0.14%
8,125
-2,884
-26% -$156K
USB icon
120
US Bancorp
USB
$99.6B
$407K 0.13%
12,320
+163
+1% +$5.94K
GRID
121
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$407K 0.13%
4,337
– –
XLE icon
122
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$401K 0.13%
8,882
-810
-8% -$35.4K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$399K 0.13%
10,504
– –
FEZ icon
124
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$395K 0.13%
9,402
+1,807
+24% +$80.7K
MS icon
125
Morgan Stanley
MS
$340B
$393K 0.13%
4,807
+103
+2% +$8.94K
3 4
5
6 7

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Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.