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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
101
Amazon
AMZN
$2.96T
$892K 0.22%
10,207
+3,455
+51% +$341K
AMLP icon
102
Alerian MLP ETF
AMLP
$12.8B
$882K 0.22%
22,469
-3,608
-14% -$142K
PEP icon
103
PepsiCo
PEP
$190B
$879K 0.22%
4,899
+105
+2% +$18.7K
XLK icon
104
State Street Technology Select Sector SPDR ETF
XLK
$124B
$854K 0.21%
13,530
-372
-3% -$23.6K
MMM icon
105
3M
MMM
$94.3B
$815K 0.2%
7,684
+138
+2% +$14.1K
DFLV icon
106
Dimensional US Large Cap Value ETF
DFLV
$6.9B
$811K 0.2%
+32,305
New +$792K
IYW icon
107
iShares US Technology ETF
IYW
$25.2B
$796K 0.2%
10,550
+4,740
+82% +$363K
MRK icon
108
Merck
MRK
$318B
$782K 0.19%
7,085
+208
+3% +$21.3K
LLY icon
109
Eli Lilly
LLY
$1.06T
$777K 0.19%
2,221
+125
+6% +$44.3K
OEF icon
110
iShares S&P 100 ETF
OEF
$20.6B
$766K 0.19%
4,448
-163
-4% -$28.1K
CSCO icon
111
Cisco
CSCO
$479B
$754K 0.19%
15,525
+712
+5% +$32.4K
MCD icon
112
McDonald's
MCD
$195B
$721K 0.18%
2,696
+62
+2% +$16.4K
HD icon
113
Home Depot
HD
$355B
$713K 0.18%
2,244
-580
-21% -$177K
AVDV icon
114
Avantis International Small Cap Value ETF
AVDV
$19.8B
$700K 0.17%
12,284
+1,642
+15% +$86.8K
AVUV icon
115
Avantis US Small Cap Value ETF
AVUV
$30.9B
$694K 0.17%
9,084
+1,138
+14% +$85.6K
CVX icon
116
Chevron
CVX
$366B
$694K 0.17%
3,959
+141
+4% +$24.6K
VGK icon
117
Vanguard FTSE Europe ETF
VGK
$31.4B
$683K 0.17%
11,662
+3
+0% +$158
ORCL icon
118
Oracle
ORCL
$423B
$682K 0.17%
7,890
+4,465
+130% +$339K
IBB icon
119
iShares Biotechnology ETF
IBB
$9.77B
$674K 0.17%
5,176
+1
+0% +$129
VEU icon
120
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$659K 0.16%
+12,573
New +$610K
VZ icon
121
Verizon
VZ
$196B
$649K 0.16%
15,677
-5,064
-24% -$191K
TGT icon
122
Target
TGT
$68B
$622K 0.15%
3,981
-13
-0.3% -$2.04K
KO icon
123
Coca-Cola
KO
$375B
$621K 0.15%
9,912
+226
+2% +$13.6K
WMT icon
124
Walmart Inc
WMT
$890B
$612K 0.15%
12,660
+486
+4% +$23.1K
DFEV icon
125
Dimensional Emerging Markets Value ETF
DFEV
$2.02B
$611K 0.15%
+25,838
New +$566K
3 4
5
6 7

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TFHU
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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.