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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
101
Northern Trust
NTRS
$33.7B
$684K 0.16%
5,719
+2
+0% +$240
USB icon
102
US Bancorp
USB
$99.4B
$677K 0.16%
12,060
+14
+0.1% +$828
KO icon
103
Coca-Cola
KO
$374B
$642K 0.15%
10,841
+45
+0.4% +$2.51K
VNQ icon
104
Vanguard Real Estate ETF
VNQ
$38.8B
$633K 0.15%
5,453
+200
+4% +$21.8K
CME icon
105
CME Group
CME
$95B
$632K 0.15%
2,766
+2
+0.1% +$440
BIP icon
106
Brookfield Infrastructure Partners
BIP
$17.9B
$608K 0.14%
15,000
– –
NVDA icon
107
NVIDIA
NVDA
$5.3T
$596K 0.14%
20,280
+500
+3% +$13.8K
XOM icon
108
ExxonMobil
XOM
$642B
$589K 0.14%
9,619
+38
+0.4% +$2.38K
FPE icon
109
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$583K 0.14%
28,680
– –
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$568K 0.13%
11,634
+1,977
+20% +$99.5K
LLY icon
111
Eli Lilly
LLY
$1.06T
$565K 0.13%
2,045
+6
+0.3% +$1.52K
ATH
112
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$563K 0.13%
6,762
– –
AGG icon
113
iShares Core US Aggregate Bond ETF
AGG
$137B
$555K 0.13%
4,862
-73
-1% -$8.35K
AMGN icon
114
Amgen
AMGN
$219B
$545K 0.13%
2,422
+178
+8% +$37.6K
WMT icon
115
Walmart Inc
WMT
$892B
$545K 0.13%
11,307
+4,290
+61% +$205K
CBRE icon
116
CBRE Group
CBRE
$42.7B
$543K 0.13%
5,006
+2
+0% +$205
MCD icon
117
McDonald's
MCD
$196B
$542K 0.13%
2,021
+106
+6% +$26.8K
VBR icon
118
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$542K 0.13%
3,030
+1
+0% +$178
NEE icon
119
NextEra Energy
NEE
$176B
$534K 0.12%
5,717
+172
+3% +$14.9K
VOOG icon
120
Vanguard S&P 500 Growth ETF
VOOG
$27B
$528K 0.12%
10,500
– –
AMZN icon
121
Amazon
AMZN
$2.94T
$523K 0.12%
3,140
-140
-4% -$24K
XLF icon
122
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$515K 0.12%
13,194
+5,206
+65% +$205K
MRK icon
123
Merck
MRK
$317B
$498K 0.12%
6,499
+24
+0.4% +$1.91K
SHM icon
124
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$480K 0.11%
9,750
– –
VTEB icon
125
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$478K 0.11%
8,712
-2,760
-24% -$151K
3 4
5
6 7

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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.