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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTF
101
DTF Tax-Free Income 2028 Term Fund
DTF
$80.6M
$734K 0.16%
50,812
-823
-2% -$12.2K
HD icon
102
Home Depot
HD
$349B
$729K 0.16%
2,222
– –
VZ icon
103
Verizon
VZ
$195B
$726K 0.16%
13,438
– –
USB icon
104
US Bancorp
USB
$99.4B
$716K 0.16%
12,046
– –
IBDO
105
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$702K 0.15%
26,982
– –
INTC icon
106
Intel
INTC
$503B
$657K 0.14%
12,325
-25
-0.2% -$1.35K
IYW icon
107
iShares US Technology ETF
IYW
$24.8B
$633K 0.14%
6,251
– –
FBC
108
DELISTED
Flagstar Bancorp, Inc. New
FBC
$632K 0.14%
+12,436
New +$587K
VTEB icon
109
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$628K 0.14%
11,472
-457
-4% -$25.3K
NTRS icon
110
Northern Trust
NTRS
$33.7B
$616K 0.13%
5,717
– –
CSOD
111
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$614K 0.13%
+10,722
New +$582K
STL
112
DELISTED
Sterling Bancorp
STL
$613K 0.13%
+24,544
New +$556K
PEP icon
113
PepsiCo
PEP
$189B
$602K 0.13%
4,005
– –
IBDM
114
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$601K 0.13%
24,312
– –
FPE icon
115
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$589K 0.13%
28,680
+5,000
+21% +$103K
SCHZ icon
116
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$580K 0.13%
21,388
-1,594
-7% -$43.7K
AGG icon
117
iShares Core US Aggregate Bond ETF
AGG
$137B
$567K 0.12%
4,935
-5
-0.1% -$580
KO icon
118
Coca-Cola
KO
$374B
$566K 0.12%
10,796
-2
-0% -$111
XOM icon
119
ExxonMobil
XOM
$642B
$564K 0.12%
9,581
-15
-0.2% -$855
BIP icon
120
Brookfield Infrastructure Partners
BIP
$17.9B
$561K 0.12%
15,000
– –
ARKG icon
121
ARK Genomic Revolution ETF
ARKG
$1.63B
$547K 0.12%
7,314
-117
-2% -$9.82K
AMZN icon
122
Amazon
AMZN
$2.94T
$539K 0.12%
3,280
-760
-19% -$131K
CME icon
123
CME Group
CME
$95B
$535K 0.12%
2,764
– –
VNQ icon
124
Vanguard Real Estate ETF
VNQ
$38.8B
$535K 0.12%
5,253
– –
IBDN
125
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$515K 0.11%
20,347
-12
-0.1% -$304
3 4
5
6 7

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.