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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
101
Cisco
CSCO
$480B
$825K 0.17%
14,608
-3,741
-20% -$197K
IJR icon
102
iShares Core S&P Small-Cap ETF
IJR
$113B
$825K 0.17%
7,431
-118
-2% -$13.2K
HOME
103
DELISTED
At Home Group Inc.
HOME
$800K 0.16%
+21,719
New +$740K
NAC icon
104
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$787K 0.16%
49,772
-2,045
-4% -$31.4K
DTF
105
DTF Tax-Free Income 2028 Term Fund
DTF
$81.3M
$772K 0.16%
51,635
+892
+2% +$13.2K
AMLP icon
106
Alerian MLP ETF
AMLP
$12.9B
$768K 0.15%
23,259
+79
+0.3% +$2.71K
QTS
107
DELISTED
QTS REALTY TRUST, INC.
QTS
$754K 0.15%
+9,760
New +$663K
VZ icon
108
Verizon
VZ
$195B
$751K 0.15%
13,438
-1,004
-7% -$57.6K
HD icon
109
Home Depot
HD
$347B
$736K 0.15%
2,222
-708
-24% -$225K
XLE icon
110
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$720K 0.14%
29,120
– –
IBDO
111
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$702K 0.14%
26,982
-728
-3% -$19K
USB icon
112
US Bancorp
USB
$100B
$701K 0.14%
12,046
-147
-1% -$8.62K
AMZN icon
113
Amazon
AMZN
$2.99T
$665K 0.13%
4,040
-1,520
-27% -$253K
NTRS icon
114
Northern Trust
NTRS
$33.4B
$665K 0.13%
5,717
-9
-0.2% -$1.03K
INTC icon
115
Intel
INTC
$509B
$661K 0.13%
12,350
-1,689
-12% -$99.1K
VTEB icon
116
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$659K 0.13%
11,929
+53
+0.4% +$2.92K
IYW icon
117
iShares US Technology ETF
IYW
$25.1B
$655K 0.13%
6,251
-57
-0.9% -$5.32K
MUB icon
118
iShares National Muni Bond ETF
MUB
$45.4B
$642K 0.13%
5,481
-1,397
-20% -$163K
WORK
119
DELISTED
Slack Technologies, Inc.
WORK
$641K 0.13%
14,474
+1,849
+15% +$79.1K
SCHZ icon
120
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$630K 0.13%
22,982
-354
-2% -$9.61K
PEP icon
121
PepsiCo
PEP
$190B
$627K 0.13%
4,005
-623
-13% -$90.8K
KO icon
122
Coca-Cola
KO
$372B
$618K 0.12%
10,798
-210
-2% -$11.4K
ARKG icon
123
ARK Genomic Revolution ETF
ARKG
$1.64B
$611K 0.12%
7,431
-41
-0.5% -$3.49K
IBDM
124
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$602K 0.12%
24,312
-3,388
-12% -$84K
AGG icon
125
iShares Core US Aggregate Bond ETF
AGG
$138B
$573K 0.12%
4,940
– –
3 4
5
6 7

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.