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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSI icon
101
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$799K 0.18%
11,734
– –
IJR icon
102
iShares Core S&P Small-Cap ETF
IJR
$112B
$798K 0.18%
9,760
-1,534
-14% -$110K
MCA
103
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$796K 0.18%
54,392
-6,015
-10% -$87.9K
VGK icon
104
Vanguard FTSE Europe ETF
VGK
$31.4B
$778K 0.17%
13,655
+164
+1% +$8.76K
IDEV icon
105
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$771K 0.17%
13,210
– –
LVGO
106
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$771K 0.17%
+5,508
New +$671K
NAC icon
107
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$765K 0.17%
51,888
-5,398
-9% -$79.2K
AMZN icon
108
Amazon
AMZN
$2.96T
$763K 0.17%
4,880
+240
+5% +$37.8K
HD icon
109
Home Depot
HD
$355B
$763K 0.17%
2,752
-62
-2% -$16.8K
ARKO icon
110
ARKO Corp
ARKO
$635M
$757K 0.17%
+75,690
New +$771K
CME icon
111
CME Group
CME
$94.8B
$757K 0.17%
4,559
-24
-0.5% -$4.04K
IBDO
112
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$726K 0.16%
27,710
-1,060
-4% -$27.8K
IBDL
113
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$719K 0.16%
28,568
-477
-2% -$12K
GCMG icon
114
GCM Grosvenor
GCMG
$820M
$713K 0.16%
68,600
+26,592
+63% +$281K
IYH icon
115
iShares US Healthcare ETF
IYH
$3.54B
$701K 0.16%
14,510
+525
+4% +$23.8K
BND icon
116
Vanguard Total Bond Market
BND
$158B
$700K 0.16%
7,967
+5,020
+170% +$445K
IBDM
117
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$692K 0.15%
27,700
-468
-2% -$11.7K
INTC icon
118
Intel
INTC
$513B
$671K 0.15%
14,755
-506
-3% -$26.3K
CSCO icon
119
Cisco
CSCO
$479B
$662K 0.15%
15,983
+1,858
+13% +$81K
VTWO icon
120
Vanguard Russell 2000 ETF
VTWO
$17.9B
$652K 0.14%
9,300
– –
SCHZ icon
121
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$639K 0.14%
22,872
-2,030
-8% -$57.3K
NEE icon
122
NextEra Energy
NEE
$177B
$624K 0.14%
32,336
+24,252
+300% +$1.67M
MVST icon
123
Microvast
MVST
$302M
$621K 0.14%
60,977
+18,400
+43% +$187K
ICSH icon
124
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$607K 0.13%
+12,022
New +$608K
FGNA.U
125
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$601K 0.13%
+60,000
New +$601K
3 4
5
6 7

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.